# Compass Capital Corporation

> Compass Capital Corporation is an SEC-registered investment advisory firm in Braintree, MA, registered since 1984, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 23, 2026.

- CRD: 112323
- Filed as: COMPASS CAPITAL CORPORATION
- Also doing business as: CHADWICK & ROTHENBERG GROUP LLC, STRATEGIC PLANNING INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Braintree, MA
- Filing period: October 2026
- Form ADV filing dated: September 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112323
- AdvisorCensus page: https://advisorcensus.com/firm/compass-capital-corporation-braintree-ma-112323

## Quick answers

**How is Compass Capital Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Capital Corporation reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Compass Capital Corporation located?**
Compass Capital Corporation's principal office is in Braintree, MA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Compass Capital Corporation registered with the SEC or a state?**
Compass Capital Corporation is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 112323.

**How much does Compass Capital Corporation manage?**
Compass Capital Corporation reports $695,480,382 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (91% discretionary).

**How have Compass Capital Corporation's assets and staff changed since 2021?**
In the Form ADV data for Compass Capital Corporation: Regulatory assets under management: $481,743,334 in the October 2021 data and $695,480,382 in the October 2026 data, up 44%. Total employees: 17 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Capital Corporation serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,171); high net worth individuals (143); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does Compass Capital Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112323

**What changed in Compass Capital Corporation's recent Form ADV filings?**
In the October 2026 filing data: No longer lists the business name Licciardello Financial Services. Employees performing advisory functions went from 14 to 13. No longer lists an office in N. Andover, MA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $695,480,382
- Discretionary: $634,592,613
- Non-discretionary: $60,887,769

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,171 | $211,249,122 |
| High net worth individuals | 143 | $473,165,999 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $11,065,261 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1984 (42 years)
- Employees: 13 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, MA, MT, NC, NH, NJ, NY, RI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Goshen, NY

### Websites listed on Form ADV (Item 1.I)
- compassfinancialservicesgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $481,743,334 | 17 | September 27, 2021 |
| October 2022 | $476,368,663 | 17 | September 21, 2022 |
| October 2023 | $475,503,136 | 17 | August 1, 2023 |
| October 2024 | $590,724,118 | 15 | September 9, 2024 |
| October 2025 | $590,724,118 | 15 | September 9, 2024 |
| October 2026 | $695,480,382 | 13 | September 23, 2026 |

Regulatory assets under management: $481,743,334 in the October 2021 data and $695,480,382 in the October 2026 data, up 44%.
Total employees: 17 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- No longer lists the business name Licciardello Financial Services.
- Employees performing advisory functions went from 14 to 13.
- No longer lists an office in N. Andover, MA.

### December 2025
- Employees performing advisory functions went from 15 to 14.
- Regulatory assets under management went from $590,724,118 to $663,564,349 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Capital Corporation (CRD 112323): Form ADV filing data as of October 2026.