# Compass Advisors

> Compass Advisors is an SEC-registered investment advisory firm in Melville, NY, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 288256
- Filed as: COMPASS ADVISORS
- Legal name: Compass Advisory Group LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Melville, NY
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288256
- AdvisorCensus page: https://advisorcensus.com/firm/compass-advisors-melville-ny-288256

## Quick answers

**How is Compass Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Compass Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Compass Advisors charge?**
Its Form ADV Part 2A brochure dated February 19, 2026 states: Hourly rate: $200 to $350 an hour (financial planning services); Flat fee: $1,500 to $15,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Compass Advisors located?**
Compass Advisors' principal office is in Melville, NY, according to its Form ADV.

**Is Compass Advisors registered with the SEC or a state?**
Compass Advisors is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288256.

**How much does Compass Advisors manage?**
Compass Advisors reports $767,495,362 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (66% discretionary).

**How have Compass Advisors' assets and staff changed since 2021?**
In the Form ADV data for Compass Advisors: Regulatory assets under management: $293,888,955 in the October 2021 data and $767,495,362 in the October 2026 data, up 161%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compass Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (240); pension and profit sharing plans (but not the plan participants or government pension plans) (161); high net worth individuals (121).

**Which custodians does Compass Advisors use?**
Compass Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Compass Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288256

**Does Compass Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated February 19, 2026 says: "Compass Advisors generally does not impose a minimum size for establishing a relationship."

**What changed in Compass Advisors' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $644,083,351 to $767,495,362 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 19, 2026)

- Account minimum: None

> Compass Advisors generally does not impose a minimum size for establishing a relationship.

- Hourly rate: $200 to $350 an hour (financial planning services)

> Hourly engagements range from $200 to $350 per hour. Fixed fees range from $1,500 to $15,000 per engagement.

- Flat fee: $1,500 to $15,000 (financial planning services)

> Hourly engagements range from $200 to $350 per hour. Fixed fees range from $1,500 to $15,000 per engagement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $767,495,362
- Discretionary: $506,290,069
- Non-discretionary: $261,205,293

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 240 | $120,193,427 |
| High net worth individuals | 121 | $300,489,294 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 161 | $337,566,373 |
| Corporations or other businesses not listed above | 6 | $9,246,268 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 7 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NC, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- compassadvisors.com
- Facebook @COMPASSADVISORSCFP
- LinkedIn @compassadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $293,888,955 | 6 | July 15, 2021 |
| October 2022 | $362,989,919 | 6 | July 19, 2022 |
| October 2023 | $392,312,142 | 6 | August 14, 2023 |
| October 2024 | $516,526,119 | 7 | August 5, 2024 |
| October 2025 | $644,083,351 | 6 | May 29, 2025 |
| October 2026 | $767,495,362 | 7 | September 24, 2026 |

Regulatory assets under management: $293,888,955 in the October 2021 data and $767,495,362 in the October 2026 data, up 161%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $644,083,351 to $767,495,362 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compass Advisors (CRD 288256): Form ADV filing data as of October 2026.