# Compak Asset Management

> Compak Asset Management is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2000, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 109930
- Filed as: COMPAK ASSET MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109930
- AdvisorCensus page: https://advisorcensus.com/firm/compak-asset-management-newport-beach-ca-109930

## Quick answers

**How is Compak Asset Management compensated?**
On its Form ADV (Item 5.E, October 2026), Compak Asset Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Compak Asset Management located?**
Compak Asset Management's principal office is in Newport Beach, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Compak Asset Management registered with the SEC or a state?**
Compak Asset Management is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 109930.

**How much does Compak Asset Management manage?**
Compak Asset Management reports $1,516,923,776 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (99% discretionary).

**How have Compak Asset Management's assets and staff changed since 2021?**
In the Form ADV data for Compak Asset Management: Regulatory assets under management: $816,826,845 in the October 2021 data and $1,516,923,776 in the October 2026 data, up 86%. Total employees: 17 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Compak Asset Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (1,155); individuals (other than high net worth individuals) (579); corporations or other businesses not listed above (13).

**Which custodians does Compak Asset Management use?**
Compak Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Compak Asset Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109930

**What changed in Compak Asset Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 12 to 14. Regulatory assets under management went from $1,258,603,087 to $1,516,923,776 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,516,923,776
- Discretionary: $1,494,984,036
- Non-discretionary: $21,939,740

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 579 | $142,879,594 |
| High net worth individuals | 1,155 | $1,346,841,957 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $19,972,721 |
| Corporations or other businesses not listed above | 13 | $7,229,504 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2000 (25 years)
- Employees: 20 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, MD, MI, MN, MO, NC, NJ, NM, NV, NY, OH, OR, PA, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Scottsdale, AZ

### Websites listed on Form ADV (Item 1.I)
- compak.com
- compak.com/YOUTUBE
- marketwrapwithmoe.com
- vimeo.com/COMPAK
- Facebook @INVESTCOMPAK
- Facebook @MARKETWRAP
- Instagram @compakassetmanagement
- LinkedIn @compak
- X @INVESTCOMPAK
- X @MARKETWRAP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $816,826,845 | 17 | March 30, 2021 |
| October 2022 | $993,260,439 | 18 | March 30, 2022 |
| October 2023 | $895,045,757 | 18 | March 30, 2023 |
| October 2024 | $1,078,731,632 | 18 | March 29, 2024 |
| October 2025 | $1,258,603,087 | 18 | March 31, 2025 |
| October 2026 | $1,516,923,776 | 20 | March 31, 2026 |

Regulatory assets under management: $816,826,845 in the October 2021 data and $1,516,923,776 in the October 2026 data, up 86%.
Total employees: 17 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 12 to 14.
- Regulatory assets under management went from $1,258,603,087 to $1,516,923,776 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Compak Asset Management (CRD 109930): Form ADV filing data as of October 2026.