# Commonwealth Financial Network > Commonwealth Financial Network is an SEC-registered investment advisory firm in Waltham, MA, registered since 1992, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 29, 2026. - CRD: 8032 - Filed as: COMMONWEALTH FINANCIAL NETWORK - Legal name: Commonwealth Equity Services, LLC - Also doing business as: 2250 FINANCIAL SERVICES INC, 307 FINANCIAL SERVICES, LLC, 3RIVERS FINANCIAL, 401K PLAN CONSULTANTS, LLC, 44 NORTH FINANCIAL PARTNERS, 4TH QUARTER WEALTH MANAGEMENT, 7 GRAINS PLANNING & INVESTMENTS, 7 STREETS FINANCIAL LLC, A BETTER FINANCIAL GROUP, INC, AC FINANCIAL PARTNERS, ACORN FINANCIAL, ACRE EQUITY ADVISORS, ACS ADVISORY LLC, ADAMS & ASSOCIATES, ADVANCED CORPORATE SOLUTIONS LTD, ADVANCED FINANCIAL GROUP, ADVANCED GROUP FINANCIAL SERVICES, ADVANCED WEALTH MANAGEMENT, ADVANTIS WEALTH PARTNERS, ADVISORY GROUP WEST, AEGIS CONSULTING, AERAN ASSET MANAGEMENT, AFFINITY WEALTH SOLUTIONS, AFFLUERE FINANCIAL SERVICES, AGENCY WEALTH PARTNERS, ALFSTAD CAPITAL, LLC, ALIGN RETIREMENT PLAN ADVISORS, ALIGN WEALTH STRATEGIES, ALLEGIANT WEALTH MANAGEMENT GROUP, ALLEN INSURANCE AND FINANCIAL, ALLEN WEALTH MANAGEMENT, ALLFLUENT WEALTH MANAGEMENT LLC, ALTARA WEALTH, AMES FINANCIAL SERVICES, AMS FINANCIAL GROUP, ANDRA WEALTH MANAGEMENT, ANDREW HOFF AGENCY, ANGELO PLANNING GROUP, ANTON LEMIEUX FINANCIAL GROUP, ANTONE MERCURIO LLC, APEX WEALTH ADVISORS, APOGEE WEALTH ADVISORS LLC, ARBOR FINANCIAL SERVICES, ARQ FINANCIAL GROUP, ARTHA WEALTH ADVISORS, ASCEND FINANCIAL GROUP, ASCEND WEALTH MANAGEMENT, ASCENTRA WEALTH MANAGEMENT, LLC, ASHWOOD ADVISORS, LLC, ASSAY WEALTH PARTNERS, LLC, ASSET ADVISORY SERVICES, INC., ASTLE INVESTMENT MANAGEMENT, ATLANTIC WEALTH ADVISORS, LLC, ATLANTIC WEALTH MANAGEMENT, LLC, ATLANTIC WEALTH STRATEGIES, LLC, ATTUNED FINANCIAL STRATEGIES, AUGUSTINE FINANCIAL, LLC, AUSTIN FINANCIAL MANAGEMENT, INC., AVANT-GARDE WEALTH PARTNERS, AVANTIS PRIVATE WEALTH, AVENOR WEALTH, AVERY AND POPE WEALTH MANAGEMENT, AXIAL FINANCIAL GROUP, AZIMUTH WEALTH MANAGEMENT, INC, BACK COVE FINANCIAL, BACKNINE ADVISORS, LLC, BAILEY & BEATTY FINANCIAL SERVICES, LLC, BALL FINANCIAL SERVICES COMPANY, BALLAST WEALTH PARTNERS, BANK OF PRAIRIE DU SAC, BANK RHODE ISLAND INVESTMENT SERVICES, BANKRI INVESTMENT SERVICES, BANNON & COMPANY, LLC, BANYAN FINANCIAL SERVICES, BARRON WEALTH STRATEGIES, BARTHOLOMEW & COMPANY, INC., BAY HARBOR PRIVATE WEALTH GROUP, BDS FINANCIAL NETWORK, BEACON INVESTMENT MANAGEMENT, BEEBE FINANCIAL SERVICES, BELL RETIREMENT STRATEGIES, BELOIN INVESTMENT GROUP, BENCHMARK INVESTMENTS & INSURANCE, BENETAS WEALTH, BENISON FINANCIAL SERVICES, BENZ FINANCIAL GROUP, BENZ FINANCIAL SERVICES, INC., BERKS FINANCIAL, BERKSHIREBANC INVESTMENT SERVICES, BESTGEN WEALTH MANAGEMENT, LLC, BIANCHI WEALTH MANAGEMENT, BIESTEK WEALTH MANAGEMENT, LLC, BIFFEN WEALTH MANAGEMENT, BISHOP FINANCIAL, BLACK DIAMOND CUSTOM WEALTH MANAGEMENT, BLUE HAVEN STRATEGIC FINANCIAL GROUP, BLUE RIVER GROUP, LLC, BLUEGRASS LEGACY GROUP, BLUEPRINT WEALTH ADVISORS, BONEBRAKE FINANCIAL PLANNING & WEALTH MANAGEMENT, BOSTONNORTH FINANCIAL SERVICES, INC., BOSTONPREMIER WEALTH, LLC, BOTHFELD FINANCIAL PARTNERS, BOYDEN FINANCIAL, BRAL NIEDERT PRIVATE WEALTH ADVISORS, BREED'S HILL WEALTH MANAGEMENT, LLC, BRENT FINANCIAL GROUP, LLC, BRENTWOOD FINANCIAL PARTNERS, BRIDGEQUEST WEALTH STRATEGIES, BRIDGEVIEW WEALTH PARTNERS, LLC, BRIGHTVIEW FINANCIAL SERVICES, BROWN RUTH ADVISORS, LLC, BRS FINANCIAL GROUP LLC, BRYAN HICKEL INVESTMENT MANAGEMENT, BRYANT MALONEY PRINZO WEALTH MANAGEMENT, BUCHMAN FINANCIAL WEALTH MANAGEMENT, BUTTRICK ASSET MANAGEMENT, BYERS POLAND REEVES WEALTH PARTNERS, C.W.F. FINANCIAL, CADAGIN & PROSSER FINANCIAL GROUP, CADUCEUS CONSULTING, CAHILL & ASSOCIATES FINANCIAL SERVICES, LLC, CALMWATER ADVISORS, CALMWATER FINANCIAL GROUP, CALMWATER FINANCIAL NETWORK, LLC, CAMELBACK RETIREMENT PLANNERS, CAMMISA FINANCIAL SERVICES, LLC, CANANDAIGUA FINANCIAL GROUP, CANTY'S FINANCIAL STRATEGIES, INC., CAPE COD FINANCIAL SERVICES, CAPITAL CONCEPTS, LLC, CAPITAL FINANCIAL PLANNING, CAPITAL MANAGEMENT PARTNERS, LLC, CAPITAL NAVIGATION GROUP, LLC, CAPITAL VIEW WEALTH MANAGEMENT, CAPITOL FINANCIAL ADVISORS, CAPLAN ASSET MANAGEMENT, CAPLAN WEALTH PARTNERS, CARDINAL HILL WEALTH MANAGEMENT, CARDINAL WEALTH PLANNING, LLC, CARNEY FINANCIAL GROUP, LLC, CARNS FINANCIAL GROUP, CARY STAMP & COMPANY, CASCO BAY WEALTH ADVISORS, CATRABONE, CATRABONE & ASSOCIATES, CAUSEWAY STRATEGIC FINANCIAL ADVISORS, CAWLEY FINANCIAL ADVISORS, CEDAR FINANCIAL SERVICES, CEDARWOOD FINANCIAL PARTNERS, CENSIA WEALTH ADVISORS, CENTER FOR WEALTH MANAGEMENT, CENTER SQUARE ASSET MANAGEMENT, CENTRAL COAST 401(K), CENTRAL COAST WEALTH MANAGEMENT, CENTRAL MAINE FINANCIAL SERVICES, LLC, CFG WEALTH MANAGEMENT, CG CAPITAL, CHARLES RIVER FINANCIAL SERVICES, LLC, CHOICE FINANCIAL PLANNING, CHRONICLE PARTNERS LLC, CLARENDON WEALTH MANAGEMENT, CLARITY FINANCIAL MANAGEMENT, CLARITY WEALTH MANAGEMENT, CLARK & COMPANY WEALTH MANAGEMENT, CLEAR PATH PRIVATE WEALTH, CLEAR PEAK FINANCIAL, CLEAR WEALTH PARTNERS, CLEARFRONT ADVISORY, LLC, COASTAL WEALTH FINANCIAL, COLAROSSI & TORRE, FINANCIAL ADVISORY GROUP, COLLINS WEALTH MANAGEMENT & TAX STRATEGIES, COLUMBUS FINANCIAL CONCEPTS, COMMONWEALTH FINANCIAL NETWORK, COMPASS FINANCIAL, COMPASS FINANCIAL NETWORK, LLC, COMPASS FINANCIAL SOLUTIONS, COMPLETE WEALTH MANAGEMENT SOLUTIONS, COMPREHENSIVE FINANCIAL ADVISERS, COMPREHENSIVE FINANCIAL PARTNERS, COMPREHENSIVE WEALTH SOLUTIONS, LLC, COMPTON FINANCIAL GROUP, CONCENTRIC PRIVATE WEALTH, CONESTOGA WEALTH PARTNERS, CONNECTICUT FINANCIAL GROUP, LLC, CONVERGENCE FINANCIAL PARTNERS, COOPER ASSOCIATES, COOPERDAVIS FINANCIAL GROUP, COPELAND FINANCIAL, CORE FINANCIAL GROUP, CORE WEALTH ADVISORY, CORNERSTONE FINANCIAL GROUP, CORNERSTONE FINANCIAL SERVICES, CORNERSTONE INVESTMENT ASSOCIATES, CORNERSTONE WEALTH, CORNING FINANCIAL GROUP, LLC, CORNING FINANCIAL SOLUTIONS, CRABTREE FINANCIAL GROUP, LLC, CREATIVE WEALTH MANAGEMENT, LLC, CREEKVIEW WEALTH MANAGEMENT, CREW FINANCIAL COLLECTIVE?, CROSLAND WEALTH MANAGEMENT, INC., CROSSBRIDGE FINANCIAL GROUP OF CNY, INC., CROSSBRIDGE FINANCIAL GROUP, LLC, CROWL WEALTH MANAGEMENT, CSD FINANCIAL CONSULTING, CSR FINANCIAL SERVICES, LLC, CT FINANCIAL PARTNERS, CUMBERLAND WEALTH MANAGEMENT, CUMMINGS WEALTH MANAGEMENT GROUP, CURO WEALTH MANAGEMENT, CUSTOM FINANCIAL DESIGN, CUSTOMIZED WEALTH STRATEGIES, LLC, CYNTHIA L FICKLEY FINANCIAL PLANNING LLC, CYPRESS PRIVATE CLIENT GROUP, CYPRESS WEALTH MANAGEMENT, D & M FINANCIAL CONSULTANTS, D&B STRATEGIC WEALTH, DANIEL INVESTMENT GROUP, INC., DAVENPORT WEALTH MANAGEMENT, DAVIDMAN FINANCIAL NETWORK, DAVIS FINANCIAL STRATEGIES, LTD., DAYBREAK FINANCIAL PARTNERS, DECISIVE WEALTH MANAGEMENT, DEDOMENICO WEALTH MANAGEMENT, DEERING WEALTH, LLC, DEMPSEY WEALTH MANAGEMENT, LLC, DENDE FINANCIAL SERVICES, DIMATTEO GROUP FINANCIAL SERVICES INC., DIVERSIFIED CAPITAL MANAGEMENT, DIVERSIFIED INVESTMENT SERVICES, INC., DIVERSIFIED RETIREMENT SOLUTIONS, DIVERSIFIED WEALTH STRATEGIES, LLC, DJS FINANCIAL SERVICES, DODDS WEALTH MANAGEMENT GROUP LLC, DONALD M. GRAHAM & ASSOCIATES, DOWD FINANCIAL GROUP, LLC, DPA WEALTH PARTNERS, DUKE WEALTH MANAGEMENT, DUNCAN FINANCIAL GROUP, LLC, DUNCKLEE & NOTT, DUNUWILA WEALTH MANAGEMENT, DUTCHESS HARBOUR WEALTH MANAGEMENT LLC, DUTHIE & GALLAGHER WEALTH MANAGEMENT, EAGLE CREST FINANCIAL SERVICES, INC., EBA CONSULTING, EBERT FINANCIAL, ECONOMIC CONCEPTS INC., EDWARDS & OWENS FINANCIAL STRATEGIES AND WEALTH MANAGEMENT, EDWIN YEATES FINANCIAL SERVICES, EGIDIO LENNON WEALTH MANAGEMENT, LLC, EGLSEDER WEALTH MANAGEMENT GROUP, INC., ELEK WEALTH MANAGEMENT, LLC, ELEMENT FINANCIAL GROUP, ELEVARE ADVISORS, ELEVATE WEALTH PLANNING, ELK POINTE CAPITAL, ELLIS FINANCIAL ADVISORY, EMERALD WEALTH MANAGEMENT SOLUTIONS, LLC, EMM FINANCIAL SERVICES, INC., EMVISION CAPITAL ADVISORS, ENDEAVOR WEALTH ADVISORY GROUP, ENDURANCE CAPITAL SERVICE, INC., ENDURANCE FINANCIAL, ENGINEERED WEALTH SOLUTIONS, EPA FINANCIAL SERVICES, EPIQ RISK MANAGEMENT AND INSURANCE SERVICES, ESDALE WEALTH ADVISORS, ESPOSITO FINANCIAL GROUP, EVERGREEN WEALTH MANAGEMENT, INC., EVERRISE, EVERTHRIVE FINANCIAL GROUP, EVERTRAIL WEALTH MANAGEMENT, EXCEPTIONAL. WEALTH & FAMILY OFFICE, FAMILY WEALTH PARTNERS, FARMERS SAVINGS BANK INVESTMENT CENTER, FEDERAL HILL FINANCIAL, LLC, FEDERAL HILL INVESTMENT SERVICES, FEDOR FINANCIAL GROUP, LLC, FERGUSSON FINANCIAL, FERRER ADVISORY SERVICES, INC, FINANCIAL & ESTATE STRATEGISTS INC., FINANCIAL ADVISORY PARTNERS, FINANCIAL ALTERNATIVES, LLC, FINANCIAL CONNECTION, FINANCIAL COUNCIL, LLC, FINANCIAL FOUNDATIONS, FINANCIAL LIFE CONCEPTS, FINANCIAL PLANNING SOLUTIONS, INC., FINANCIAL PLANNING SUITE, INC., FINANCIAL RESOURCE GROUP, FINANCIAL SERVICES OF BRADENTON, FINANCIAL STRATEGIES GROUP, FINANCIAL TECHNOLOGY, INC., FIRST NATIONAL PLANNING GROUP, INC., FIRST PACIFIC FINANCIAL SERVICES, FIRST SUSQUEHANNA FINANCIAL GROUP, INC., FISHER FINANCIAL ASSOCIATES, FISLER FINANCIAL SERVICES, FITZWILLIAM FINANCIAL, FIVE POINT WEALTH ADVISORS, FIVE TALENTS WEALTH MANAGEMENT, LLC, FLAUTT FINANCIAL, FLICK FINANCIAL, FLORENCE FINANCIAL GROUP, FLOURISH WEALTH ADVISORS, FLOW WEALTH MANAGEMENT, FOCUSONE INTEGRATED FINANCIAL PLANNING, FORD ENGLISH SAVICKI & PAVLOT WEALTH MANAGEMENT, FORE RIVER FINANCIAL, FORGE FINANCIAL GROUP, FORSBERG INSURANCE PLANNING, FORWARD WEALTH GROUP, FOUNDATION FINANCIAL ADVISORS, INC., FOUNDATIONS FINANCIAL PARTNERS, FOUR ARROWS FINANCIAL GROUP, LLC, FPS FINANCIAL, INC., FRAGA WEALTH MANAGEMENT GROUP, FRAMEWELL FINANCIAL, FRANK DEPTOLA & ASSOCIATES, LLC, FREEDOM ASSET MANAGEMENT, FREER FINANCIAL SERVICES, FREY FINANCIAL, FS FINANCIAL, FULL CIRCLE FINANCIAL, FULL FOCUS FINANCIAL GROUP, FULL SPECTRUM FINANCIAL SOLUTIONS, GALE INVESTMENT MANAGEMENT PARTNERED WITH WEALTHMARK, GARDEN STREET FINANCIAL GROUP LLC, GARON FINANCIAL, GARRETT CONSULTING, GATEWAY WEALTH MANAGEMENT, GATHERWEALTH INVESTMENT MANAGEMENT, GB FINANCIAL SERVICES, LLC, GEISLER & COMPANY FINANCIAL PLANNING, GENERATIONS CAPITAL INC, GFA FINANCIAL GROUP, GINGRAS FINANCIAL SERVICES, LLC, GISTEL ADVISORS LLC, GLOBAL FINANCIAL ASSOCIATES, INC., GNEMI FINANCIAL STRATEGIES, GODCHAUX WEALTH MANAGEMENT, GOLD FINANCIAL SERVICES, GOOD CAPITAL INVESTMENT GROUP, GOOSTREE FINANCIAL GROUP, GOTTFRIED & SOMBERG WEALTH MANAGEMENT, LLC, GRANITE CAPITAL ADVISORS, GRANITE GINKGO FINANCIAL PLANNING, LLC, GRANT CAPITAL, GRAVES WEALTH MANAGEMENT, GRAZIANO BUDNY WEALTH MANAGEMENT GROUP, LLC, GREEN HARBOR FINANCIAL, GREEN LAKES PLANNING, GUARDIAN WEALTH, GUGINO & RYEL FINANCIAL, GUGLIELMETTI ASSET MANAGEMENT, GUIDE STAR FINANCIAL, INC, GUIDED PATH FINANCIAL, GUIDED PATH WEALTH MANAGEMENT, GUILFORD FINANCIAL PARTNERS, GULF COAST FINANCIAL CONSULTANTS, GULISH & ASSOCIATES, INC., GUYETT WEALTH ADVISORS, H B FINANCIAL GROUP, LLC, H.A. KRAMER & ASSOCIATES, PA, H.S. FINANCIAL, INC., HADAD-MILINAZZO FINANCIAL GROUP, INC., HANDFORD FINANCIAL STRATEGIES, HANSEN FINANCIAL MV, HAPPEL FINANCIAL, LLC, HARBOR BLUE FINANCIAL, HARKINS WEALTH MANAGEMENT, LLC, HARKNESS FINANCIAL, HARRIS ASSET MANAGEMENT LLC, HARRIS TAX & WEALTH MANAGEMENT, PC, HARRY ROMAIN, HARTMAN FINANCIAL, INC., HARVEST ADVISERS, LLC, HARVEST FAMILY WEALTH, LLC, HARVEST WEALTH MANAGEMENT, LLC, HASTIE FINANCIAL GROUP, HAUKEDAHL FINANCIAL SERVICES, LLC, HAVEN PRIVATE WEALTH, HAWEKOTTE FINANCIAL GROUP, HELPING OTHER PEOPLE EVERYWHERE, HOPE A FINANCIAL SERVICES COMPANY, HERITAGE CAPITAL ADVISORS, LLC, HERITAGE FINANCIAL ADVISORY, HERITAGE FINANCIAL SERVICES, LLC, HERITAGE PEAKS WEALTH MANAGEMENT, HERITAGE PRIVATE WEALTH MANAGEMENT, HESS FINANCIAL, HIGH POINT FINANCIAL, LLC, HILL FINANCIAL STRATEGIES, HILLCREST FINANCIAL GROUP, HOEY WEALTH MANAGEMENT, HOLBROOK WEALTH ADVISORS, HOLLY M. ROBERT & ASSOCIATES, HONEYCUTT SMITH & ASSOCIATES, HORIZON FINANCIAL, HUBER FINANCIAL, HUDSON ADVISORY GROUP, HUDSON WEALTH MANAGEMENT, HUNDT FINANCIAL SERVICES, INC., HUNT COUNTRY WEALTH MANAGEMENT, HUNT FINANCIAL SOLUTIONS, HUTCHINGS FINANCIAL GROUP, INC., HUTCHINSON FINANCIAL SERVICES, LLC, I FINANCIAL, I&M WEALTH ADVISORS, IFS INVESTORS SERVICES, IMPACT FINANCIAL, IMPERITY ADVISORS, LLC, INDEPENDENCE WEALTH SERVICES, INDEPENDENT WEALTH STRATEGIES, INFINITAS, INNOVATIVE FINANCIAL SOLUTIONS, INNOVATIVE WEALTH MANAGERS, INSIGHT FINANCIAL HORIZONS, INSURANCE & INVESTMENT STRATEGIES, INTEGRATED EQUITY MANAGEMENT, INTEGRATED FINANCIAL MANAGEMENT, INC., INTEGRITY WEALTH CONSULTANTS, INTRINSIC FINANCIAL DESIGN GROUP, INVERNESS FINANCIAL GROUP, INC., INVEST FOR LIFE, INVEST FORWARD, INVESTMARK ADVISORY GROUP, INVESTMARK ADVISORY SERVICES, INC., INVESTMENT HOUSE, LLC, INVESTMENT PROFESSIONALS WEALTH MANAGEMENT, INVIRTUS WEALTH PARTNERS, IRON MOUNTAIN WEALTH MANAGEMENT, LLC, ITERA WEALTH MANAGEMENT, J. PHILLIPS INVESTMENTS, LLC, JAMES V. O'SULLIVAN, JANSMA FINANCIAL AND INSURANCE SERVICES, JAY FINANCIAL GROUP, JEFF KLUVE FINANCIAL PLANNING, JENSEN COMPLETE WEALTH, JERRY HUPP FINANCIAL SERVICES, JG RUBIN FINANCIAL SERVICES, JM FINANCIAL STRATEGIES, JOHNDROW WEALTH MANAGEMENT, LLC, JOY WORLD WEALTH PARTNERS, JOYCE OAKS WEALTH MANAGEMENT GROUP, JP WEALTH ADVISORS, JRB WEALTH MANAGEMENT, JUNIEWIC FINANCIAL GROUP, KAPLAN FINANCIAL GROUP, KAPLAN FINANCIAL SERVICES, INC, KARAMPATSOS & ASSOCIATES, LLC, KB FINANCIAL, KBC FINANCIAL SERVICES, INC., KE WEALTH ADVISORS, KEATING WEALTH MANAGEMENT, KEELING FINANCIAL STRATEGIES, INC., KEIM ASSET MANAGEMENT, LLC, KELLY FINANCIAL PARTNERS, KELLY RYAN FINANCIAL, KEMPLE FINANCIAL, KEN MUSKAT FINANCIAL, KENNING FINANCIAL SERVICES, KEYBRIDGE FINANCIAL, LLC, KEYSTONE FINANCIAL PLANNING, LLC, KEYSTONE FINANCIAL STRATEGIES, KIN WEALTH, KING FINANCIAL SERVICES, KING INVESTMENT STRATEGIES, KINGSBRIDGE CAPITAL ADVISORS, KJ WEALTH ADVISORY, KMJ FINANCIAL GROUP, LLC, KOCK FINANCIAL, KOJAK CAPITAL, KORNBLUM & HAVERSTICK FINANCIAL SERVICES, KRAMER WEALTH STRATEGIES, LLC, KRUEGER FINANCIAL SERVICES, KSP FINANCIAL CONSULTANTS, KUNZ WEALTH PARTNERS, KYBERSTONE WEALTH, LAGO WEALTH MANAGEMENT, LAKESHORE FINANCIAL GROUP, LAPIS WEALTH ADVISORY, LARSON, POTTER, STRATTON & COTE, LARSON, POTTER, STRATTON & COTE FINANCIAL, LAUREL HIGHLANDS FINANCIAL SERVICES, LP, LAURENTIDE WEALTH, LAVENTURA & ASSOCIATES, LEALTA PRIVATE WEALTH MANAGEMENT, LLC, LEGACY FINANCE, LEGACY FINANCIAL SERVICES, LLC, LEGACY RETIREMENT ADVISORS, LEGACY WEALTH GROUP, LLC, LEGACY WEALTH PARTNERS, LEHIGH VALLEY INVESTMENT GROUP, LEITHNER FINANCIAL GROUP, LEMAN FINANCIAL, LEONARD BRODSKY AND ASSOCIATES, INC., LESLIE ROPER DAY & ASSOCIATES, LEVY FINANCIAL GROUP, LEXINGTON FINANCIAL GROUP, LIBRA FINANCIAL GROUP LLC, LIFEFIRST FINANCIAL, LIFETIME ASSET MANAGEMENT, LLC, LIGNUM WEALTH MANAGEMENT, LIN FINANCIAL SERVICES, LINCOLN PARK FINANCIAL GROUP, LLC, LINGENFELSER FINANCIAL SERVICES, LIPCHIN WEALTH MANAGEMENT, LIQUID CAPITAL, INC., LIVWELL FINANCIAL, LLW FINANCIAL, LOHR & COMPANY, LLC, LOMANTO PROVOST FINANCIAL ADVISORS, LONGBOW CAPITAL PARTNERS, LLC, LONGTIDE FINANCIAL PARTNERS, LONGVIEW WEALTH ADVISORS, LLC, LONGWAVE FINANCIAL, LLC, LORDSHIP CAPITAL, LOWCOUNTRY WEALTH GROUP, LOWRY & LOWRY, INC., LOWRY FINANCIAL ADVISORS, INC., LS INVESTMENT MANAGEMENT, LUCE AND ASSOCIATES, LV WEALTH MANAGEMENT, LYSKIN FINANCIAL ADVISORY, INC., M3 CAPITAL MANAGEMENT, MACK FINANCIAL CONSULTING, MACWILLIAM FINANCIAL GROUP, MADIGAN WEALTH MANAGEMENT, MADISON FINANCIAL PLANNING GROUP, MAGUIRE INVESTMENTS, LLC, MAHALAK FINANCIAL MANAGEMENT, MAHONEY WEALTH STRATEGIES, INC., MAINSAIL CAPITAL MANAGEMENT, MALMBORG WEALTH CONSULTING GROUP, MAMMINI COMPANY, MAPLECROSS WEALTH MANAGEMENT, LLC, MAPP INVESTMENT SERVICES, LLC, MARATHON FINANCIAL, MARIN WEALTH SOLUTIONS, MARSH WEALTH SERVICES, MARTIN, WARDIN & EISSNER FINANCIAL GROUP, MASTER PLAN INVESTMENT GROUP, MASTERPLAN FINANCIAL GROUP, MATT 25 CAPITAL, MCCASKILL FINANCIAL, MCKEE ASSET MANAGEMENT, MCMAHAN ASSET MANAGEMENT, MEDEIROS FINANCIAL SERVICES, INC., MERITAGE FINANCIAL STRATEGIES, LLC, MERKLE FINANCIAL GROUP, MERRIGAN FINANCIAL STRATEGIES, MERRILL FINANCIAL ASSOCIATES, MESCH WEALTH ADVISORS, MESERVEY FINANCIAL GROUP, MESSETT FINANCIAL, MFG/MARTONE FINANCIAL GROUP, MG ADVISORY GROUP, MICHAEL ROBERTS ASSOCIATES, INC., MICHAEL S. WARREN & COMPANY, MIDDLESEX FINANCIAL GROUP, MIDSTATE WEALTH MANAGEMENT, MILESTONE FINANCIAL, MILESTONE INVESTMENT MANAGEMENT, MILESTONE INVESTMENT MANAGEMENT LLC, MILLER FERRARI WEALTH MANAGEMENT, MILLER INVESTMENT, MILLER MCCURRY, MJ BAKER FINANCIAL ADVISORS, MJC WEALTH MANAGEMENT, MODERN WEALTH MANAGEMENT, MOLNAR ASSOCIATES, MOMENTUM WEALTH, MONTANARI FINANCIAL, MONTEREY CUSTOM WEALTH MANAGEMENT, MONTGOMERY & COMPANY, MORPHEUS FAMILY WEALTH, MORRIS FINANCIAL SERVICES, MOSAIC WEALTH PARTNERS, MOTIVUS WEALTH MANAGEMENT, MOUNTAIN ONE INVESTMENTS GROUP, MOUNTVIEW FINANCIAL, MPACT FINANCIAL GROUP, MULTIPLAN FINANCIAL SERVICES, INC., MURPHY FINANCIAL GROUP, MURPHY MATZA WEALTH MANAGEMENT, NAGAI WEALTH MANAGEMENT, NAMACK PORTFOLIO INVESTMENT PROFESSIONALS, LLC, NATOLI WEALTH MANAGEMENT, NAVA STAMP & COMPANY, NAVIGATE FINANCIAL, NELSON MURPHY INSURANCE & INVESTMENTS LLC, NESTOR FINANCIAL NETWORK, NEW ENGLAND WEALTH MANAGEMENT, LLC, NEW HARBOR FINANCIAL MANAGEMENT, NEWBURY WEALTH MANAGEMENT, LLC, NEWTON FINANCIAL SOLUTIONS, LLC, NEXUS FINANCIAL NETWORK, LLC, NIEHAUS FINANCIAL SERVICES, LLC, NINE PILLARS, NORTH COUNTRY FINANCIAL GROUP LLC, NORTH POINT WEALTH MANAGEMENT, NORTHSTAR FINANCIAL GROUP, NORTHSTAR FINANCIAL PARTNERS, NORTHSTAR INVESTMENT MANAGEMENT, NORTON FINANCIAL CONSULTANTS, NORWICH FINANCIAL, LLC, NOVUS WEALTH STRATEGIES, NOYES-RYDER WEALTH MANAGEMENT, NXT PHASE FINANCIAL SERVICES, OAK BRANCH FINANCIAL, OAK LEAF WEALTH MANAGEMENT SERVICES, OAKSTEAD WEALTH MANAGEMENT, OAKTREE FINANCIAL ADVISORS, INC., OAKWOOD FINANCIAL NETWORK, LLC, OASIS WEALTH PARTNERS, OCEAN FINANCIAL, OFFENBURGER CAPITAL MANAGEMENT LLC, OLSON FINANCIAL GROUP, OMNICA WEALTH, ONE RETIREMENT SOURCE, OPENROAD WEALTH ADVISORS, OPTI(K), OPUS 111 GROUP, ORAZIO FINANCIAL SERVICES, ORION WEALTH CONSULTANTS, LLC, OSWALD KONZ FINANCIAL GROUP, OTTO & DUNNE FINANCIAL GROUP, OWINGS FINANCIAL SERVICES, PACIFIC CREST WEALTH PLANNING, PACIFIC PRIVATE WEALTH SERVICES, PACIFIC WEALTH PARTNERS, PALMER WEALTH GROUP, PARADEE FINANCIAL, PARAGON FINANCIAL SERVICES, PARIS INTERNATIONAL CORPORATION, PARK AVENUE INVESTMENTS, PARK VIEW WEALTH MANAGEMENT, PARKER ALLEN AND COMPANY, LLC, PARKER FINANCIAL ASSOCIATES, PARKVIEW FINANCIAL, PARLIAMENT WEALTH, PATHFINDER WEALTH ADVISORS, PATHFINDER WEALTH CONSULTING, PATHWAY WEALTH PARTNERS, PATRICK FUNKE & ASSOCIATES, INC., PAUL SANTUCCI FINANCIAL SERVICES, PBJ WEALTH MANAGEMENT, PEGASUS WEALTH MANAGEMENT, PELOTON WEALTH MANAGEMENT, PENSION & BENEFITS ASSOCIATES, INC., PEOPLES & CO PRIVATE WEALTH STEWARDSHIP, PEOPLES FINANCIAL PLANNING, PEOPLES WEALTH MANAGEMENT, PERIDOT WEALTH PARTNERS, LLC, PERRY FINANCIAL STRATEGIES, PETERSON WEALTH ADVISORS, PHYSICIANS WEALTH CARE, LLC, PICK & ROLL WEALTH MANAGEMENT AND TRANSFER, PICKLER WEALTH ADVISORS, PILLAR FINANCIAL GROUP, PILLAR WEALTH MANAGEMENT OF COLORADO, PIN WEALTH, LLC, PINNACLE FINANCIAL STRATEGIES, LLC, PINNACLE PRIVATE WEALTH, PIPES INSURANCE SERVICES, LTD., PISCURA FAMILY FINANCIAL ADVISORS, PLAN TO PROSPER, PLANSTRONG INVESTMENT MANAGEMENT, PLANWISE FINANCIAL GROUP, PORT WEALTH MANAGEMENT, POTOMAC FINANCIAL PRIVATE CLIENT GROUP, LLC, POWELL FINANCIAL GROUP, PRATT WEALTH MANAGEMENT, PRECISION FINANCIAL PLANNING, PREMIER PORTFOLIO STRATEGIES, PREMIER WEALTH WA, PREVISION WEALTH PLANNING, PRIEM FINANCIAL GROUP, PROSPERITY, LLC, PROVIDENT FINANCIAL PLANNING & INVESTMENT MANAGEMENT, PROVIDENT WEALTH PLANNING, LLC, PROVISION FINANCIAL, PS&E PLAN TO PROSPER, PURSUIT WEALTH GROUP, Q3 CAPITAL MANAGEMENT, LLC, QUANTIS WEALTH MANAGEMENT, QUEST FINANCIAL GROUP, R&R WEALTH MANAGEMENT, R2 FINANCIAL STRATEGIES, RAMAIAH FINANCIAL, RAMPART WEALTH MANAGEMENT, RAVEN POINT WEALTH MANAGEMENT LLC, RAWE FINANCIAL, REA WEALTH MANAGEMENT, REDCON CAPITAL, REED LAKE PRIVATE WEALTH, REFFSIN FINANCIAL, REILLY FINANCIAL GROUP, REINSURANCE MAX INVESTMENT SERVICES, RELIANCE FINANCIAL ADVISORS, REMO FINANCIAL, RENDLER AND ASSOCIATES, LLC, RETIREMENT & ESTATE INVESTMENT SERVICES, RETIREMENT CAPITAL ADVISORS, RETIREMENT LIFESTYLE CONSULTANTS WEALTH MANAGEMENT, RETIREMENT PLAN ROLLOVER SPECIALISTS, LLC, RETIREMENT WEALTH PARTNERS LLC, REXROAD RETIREMENT & WEALTH MANAGEMENT, RFG ASSOCIATES, LLC, RIVERPARK FINANCIAL GROUP, RIVERSTONE PRIVATE WEALTH ADVISORS, RNL & ASSOCIATES, ROB OTWELL AND ASSOCIATES, ROGERS WEALTH MANAGEMENT, ROMANO & ROMANO FINANCIAL, LLC, RS WEALTH MANAGEMENT, RSF, LLC, RUCHIN & ASSOCIATES, LLC, RYAN WEALTH ADVISORS, RZB WEALTH MANAGEMENT, LLC, SAFE HARBOR WEALTH MANAGEMENT, INC, SAFE PORT FINANCIAL ASSOCIATES, LLC, SAFRANEK FINANCIAL GROUP, SAGE CREEK PLANNING AND INVESTMENTS, SAGEPOINTE WEALTH MANAGEMENT, SAGEROCK WEALTH PARTNERS, SALT CITY FINANCIAL ADVISORS, SANDLAPPER WEALTH ADVISORY, SANTORO FINANCIAL PLANNING GROUP, SAVANNAH WEALTH GROUP, SCALIA WEALTH MANAGEMENT, LLC, SCHMOCKER FINANCIAL SERVICES, SCHMOYER FINANCIAL ASSOCIATES, SCHNEIDER WEALTH STRATEGIES, SCOTT E MUMA WEALTH MANAGEMENT, SCREAMING EAGLE WEALTH MANAGEMENT, SCRIBNER FINANCIAL SERVICES, SDA WEALTH STRATEGIES, SEAWAY FINANCIAL, SEIDE FINANCIAL GROUP, SELAH FINANCIAL SERVICES, SELECT FINANCIAL SERVICES GROUP, INC., SENTINEL WEALTHCARE, SG WEALTH MANAGEMENT GROUP, SHADDUCK FINANCIAL, SHAMROCK WEALTH MANAGEMENT, SHERR FINANCIAL ASSOCIATES, SHERRILL WEALTH MANAGEMENT, SHIRA FINANCIAL, SHORELINE WEALTH PARTNERS, SHOREPOINT ADVISORY GROUP, SHULTZ WEALTH MANAGEMENT LLC, SIERRA FAMILY WEALTH, SIERRA PACIFIC WEALTH ADVISORY GROUP, SILVER LEAF INVESTMENT ADVISORS, SIMPLE IMPACT, LLC, SIMS FINANCIAL SERVICES LLC, SISKIYOU WEALTH MANAGEMENT, LLC, SLOAN FINANCIAL GROUP, LLC, SOMERSET HILLS WEALTH MANAGEMENT, SONDER FINANCIAL, SONDER WEALTH ADVISORS, SONNENBERG FINANCIAL SOLUTIONS, SOPHIA WEALTH STRATEGIES, SOUNDVIEW WEALTH MANAGEMENT GROUP, LLC, SOWA FINANCIAL GROUP, SPARKS FINANCIAL SERVICES, SPINNAKER WEALTH MANAGEMENT, SPRING RIDGE FINANCIAL GROUP, LLC, STARR WEALTH STRATEGIES, INC., STARS AND STRIPES FINANCIAL SERVICES, STEADY PATH RETIREMENT, STEELPILLARS FINANCIAL, STEFFENS FINANCIAL CORP., STEILACOOM INVESTMENTS, STEPHEN LEAVITT FINANCIAL, STEPHEN M. LEAVITT, STERLING FINANCIAL GROUP, STERLING RETIREMENT CONSULTING, STERLING WEALTH MANAGEMENT, STERLING WEALTH MANAGEMENT, LLC, STERLING WEALTH PARTNERS, STERN & HEATWOLE FINANCIAL GROUP, PC, STEWARDSHIP INVESTMENT PLANNING, STILLWATER PLANNING GROUP, STOIA FINANCIAL, STONE FINANCIAL, STONEBURNER WEALTH MANAGEMENT, LLC, STONEHEDGE FINANCIAL, STONEWORTH FINANCIAL GROUP, STOUT ASSET MANAGEMENT, LLC, STRATEGIC EDGE WEALTH MANAGEMENT, STRATEGIC FINANCIAL ALLIANCE, STRATEGIC FINANCIAL DIVORCE PLANNING, STRATEGIC FINANCIAL SOLUTIONS, STRATEGIC PLANNING GROUP, STRATEGIC RETIREMENT GROUP, STRATEGIC WEALTH MANAGEMENT, SULLIVAN FINANCIAL SERVICES, INC., SUMMIT WEALTH MANAGEMENT, SWEET & ASSOCIATES, SWIFT FINANCIAL SERVICES, INC., SWISDOM FINANCIAL, SYNERGY FINANCIAL ADVISORS, T.A. HOLLAND & CO, TALENTS FINANCIAL PLANNING AND WEALTH MANAGEMENT, TARGET RETIREMENT SOLUTIONS, TEACHER RETIREMENT PLANNING SERVICES, TEACHER RETIREMENT SOLUTIONS, LLC, TEJAS FINANCIAL ADVISORS, TERRA BLUE WEALTH MANAGEMENT, TERRAMAR WEALTH, THE ADVANCED FINANCIAL GROUP, THE ADVOCATES, THE BLANCHETTE FINANCIAL GROUP, THE CROSSLAND GROUP, THE FERRUCCI COMPANY, THE FINANCIAL CENTER INC., THE FINANCIAL PLANNING GROUP, THE FLANDERS GROUP, THE HANSON GROUP, THE HARVEY GROUP, THE HIGHBRIDGE FINANCIAL GROUP, INC., THE INSURANCE EXCHANGE, THE LAMBROS GROUP, INC., THE LOWRY GROUP, INC., THE MURPHY FINANCIAL GROUP, LLC, THE REIN GROUP, THE WALKER-DEERING GROUP, THINK FINANCIAL WEALTH MANAGEMENT, THOMAS J. CONWAY, THORLEY WEALTH MANAGEMENT, INC., TIBBITTS FINANCIAL CONSULTING, TILTON WEALTH MANAGEMENT, TINSLEY FINANCIAL GROUP, LLC, TIONA FINANCIAL SERVICES, LLC, TJB FINANCIAL SERVICES, INC., TMK ADVISORS, TODD M. GEORGE INVESTMENT & RETIREMENT SERVICES, TOLL GATE CAPITAL ADVISORS, LLC, TOLMIROS FINANCIAL DESIGNS, TONKINSON FINANCIAL INC., TRAILHEAD FINANCIAL LLC, TREADSTONE WEALTH ADVISORS, TRG WEALTH MANAGEMENT, TRIAD FINANCIAL GROUP, LLC, TRIAD WEALTH ADVISORS, TROWBRIDGE & CO WEALTH MANAGEMENT GROUP, TRUE NORTH ADVISORS, TRUE NORTH FINANCIAL PLANNING, TRUE NORTH INVESTMENT PARTNERS, TRUSTED WEALTH PARTNERS, TUCKER-HASKINS AND ASSOCIATES, TYLER WEALTH MANAGEMENT, LLC, UNIFIED BUSINESS STRATEGIES, UNION STREET FINANCIAL LLC, UNITED IOWA FINANCIAL, UNITED PLAN CONSULTING, LLC, VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC., VALA WEALTH MANAGEMENT, VALIANT RETIRE ADVISORS, LLC, VANTAGE POINT FINANCIAL, LLC, VASSEY FINANCIAL PLANNING AND INVESTMENTS, VERDERESE FINANCIAL, VERDI WEALTH MANAGEMENT, VIEWPOINT WEALTH PLANNING, VISION WEALTH PARTNERS, LLC, VISTA WEALTH STRATEGIES LLC, WALSH INVESTMENT SERVICES, WALTERS WEALTH MANAGEMENT, WARMEN & JAMES PRIVATE WEALTH, WATERSEDGE WEALTH ADVISORS, WAYPOINT FINANCIAL, WCCU INVESTMENT CONSULTANTS, WEALTH AND INCOME SOLUTIONS, WEALTH CONNECTIONS, INC., WEALTH MANAGEMENT PARTNERS, LLC, WEALTH PLANNING ADVISORS, WEALTH PLANNING RESOURCES LLC, WEALTH SOLUTIONS...BY DESIGN, PLLC, WEALTH STRATEGIES, WEALTH STRATEGIES GROUP, WEALTH STRATEGIES LLC, WEALTH STRATEGIES OF WISCONSIN, LTD., WEALTHMARK ADVISORS, WEALTHPOINT FINANCIAL PLANNING, WEALTHPORT, LLC, WEALTHSPRING, WEALTHWELL SOLUTIONS, WEBSTER WEALTH ADVISORS, WEIBLER FINANCIAL & RETIREMENT, WEIDMAYER WEALTH SOLUTIONS, LLC, WEIER FINANCIAL, WELLER FINANCIAL GROUP, WELLINVEST PARTNERS, WELLS FINANCIAL PARTNERS, LLC, WESTCHESTER FINANCIAL ADVISORS, WHARF FINANCIAL, WHEELER ASSOCIATES, WHEELER DEGRAAF FINANCIAL, WHEELER FINANCIAL SERVICES, INC., WHEELER FINANCIAL SOLUTIONS, WHETSTONE FINANCIAL, LLC, WHITE OAK FINANCIAL SPECIALISTS INC., WHZ STRATEGIC WEALTH ADVISORS, WICHERT FINANCIAL SERVICES, WICHMAN & NEWELL FINANCIAL ADVISORS, WIDMANN FINANCIAL SERVICES, WIEGAND FINANCIAL GROUP, WILLIAMS FINANCIAL GROUP, WILLIAMS WEALTH MANAGEMENT, WINSLOW WOOD & ASSOCIATES, LLC, WISE WEALTH, WISEHAVEN FINANCIAL, WITH INTEGRITY WEALTH MANAGEMENT, WOLF TREE WEALTH MANAGEMENT, WOLK FINANCIAL GROUP, WORTHPARTNERS, WYSON FINANCIAL, YOCUM & COMPANY, YOUR DEDICATED FIDUCIARY, YOUR PATH FINANCIAL SOLUTIONS, ZAJAC GROUP, ZENITH WEALTH MANAGEMENT, LLC, ZUMA FINANCIAL ADVISORS, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Waltham, MA - Filing period: October 2026 - Form ADV filing dated: September 29, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/8032 - AdvisorCensus page: https://advisorcensus.com/firm/commonwealth-financial-network-waltham-ma-8032 ## Quick answers **How is Commonwealth Financial Network compensated?** On its Form ADV (Item 5.E, October 2026), Commonwealth Financial Network reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. **Where is Commonwealth Financial Network located?** Commonwealth Financial Network's principal office is in Waltham, MA, according to its Form ADV; the October 2026 filing also lists 23 other offices (Schedule D, Section 1.F). **Is Commonwealth Financial Network registered with the SEC or a state?** Commonwealth Financial Network is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 8032. **How much does Commonwealth Financial Network manage?** Commonwealth Financial Network reports $212,660,045,528 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (98% discretionary). **How have Commonwealth Financial Network's assets and staff changed since 2021?** In the Form ADV data for Commonwealth Financial Network: Regulatory assets under management: $133,519,406,156 in the October 2021 data and $212,660,045,528 in the October 2026 data, up 59%. Total employees: 3,500 in October 2021 and 4,200 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Commonwealth Financial Network serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (314,099); high net worth individuals (41,874); corporations or other businesses not listed above (2,603). **Which custodians does Commonwealth Financial Network use?** Commonwealth Financial Network's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets. **Does Commonwealth Financial Network report any disciplinary disclosures?** Reports 8 disclosure items on Form ADV Item 11: yes answers to 1 question about criminal matters and 7 questions about regulatory matters (11.A(2), 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.D(4), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/8032 **What changed in Commonwealth Financial Network's recent Form ADV filings?** In the October 2026 filing data: No longer lists the business name Wise Family Wealth, LLC. No longer lists the business name Whole Wealth Management, LLC. No longer lists the business name Whole Wealth Management. No longer lists the business name Westerman Financial Services, LLC. No longer lists the business name Wealth Strategies 360. No longer lists the business name Warren Wealth Associates. No longer lists the business name VM Wealth Partners. No longer lists the business name Vesta Fortuna Wealth Management. No longer lists the business name Veritas Wealth Management, LLC. No longer lists the business name Van Horn Financial Services. No longer lists the business name V & V Financial. No longer lists the business name Unified Retirement Planning Group. No longer lists the business name Tupler Financial, Inc. No longer lists the business name Tupelo Wealth Partners. No longer lists the business name Tucker Bria Wealth Strategies LLC. No longer lists the business name The Pinnacle Financial Group. No longer lists the business name The Bridgeway Group. No longer lists the business name TEG Wealth Advisors. No longer lists the business name Sullivan Financial Group, LLC. No longer lists the business name Strategic Retirement Plans. No longer lists the business name Smalley Investments. No longer lists the business name Skeels & Fox Wealth Management. No longer lists the business name Sheridan Wealth Management. No longer lists the business name Severn Wealth Management. No longer lists the business name Severn Financial Advisors LLC. No longer lists the business name Schatz Financial. No longer lists the business name SBS Retirement Consultants, LLC. No longer lists the business name Saorsa Wealth Management, LLC. No longer lists the business name Riverstone Wealth Partners. No longer lists the business name Richard Gagne & Associates. No longer lists the business name Rexroad, Loweth & Associates. No longer lists the business name Resource Financial Planning Corp.. No longer lists the business name Red Letter Financial Group, Inc.. No longer lists the business name Principled Wealth Advisors, LLC. No longer lists the business name Preferred Financial Partners. No longer lists the business name Pradel Financial Group. No longer lists the business name Potomac Wealth Advisors, LLC. No longer lists the business name Polaris Financial Strategies Group. No longer lists the business name Pegasus Capital Management. No longer lists the business name PATTERSON/SMITH Associates, LLC. No longer lists the business name PAR Financial, LLC. No longer lists the business name Pagano Financial Group. No longer lists the business name Onyx Private Wealth. No longer lists the business name Onward Wealth Management. No longer lists the business name One Bridge Wealth Management. No longer lists the business name Neponset Valley Financial Partners. No longer lists the business name Mulhall Financial Design. No longer lists the business name Moldenhauer & Associates. No longer lists the business name Minsky Financial Group, LLC. No longer lists the business name Milestone Wealth Management. No longer lists the business name Midwest Financial Group. No longer lists the business name Martin Financial. No longer lists the business name Margel Wealth Management. No longer lists the business name Lieblich Financial Services. No longer lists the business name Lexington Financial, Inc.. No longer lists the business name Lexington Financial. No longer lists the business name Laughter & Associates Financial Management, LLC. No longer lists the business name Independent Wealth Management, LLC. No longer lists the business name Income Works, LLC.. No longer lists the business name IM Wealth. No longer lists the business name Hub International New England, LLC. No longer lists the business name Honeycomb Wealth Advisors. No longer lists the business name Hodge Associates, Inc.. No longer lists the business name Hatfield & Becker Financial Services. No longer lists the business name Harbor Financial Advisors, LLC. No longer lists the business name Hammer Financial Group. No longer lists the business name Great Scott Financial Services. No longer lists the business name GFS Advisory. No longer lists the business name Gale Investment Management. No longer lists the business name Four Tier Financial Group. No longer lists the business name Four Seasons Wealth Strategies. No longer lists the business name Focus Financial Management Inc.. No longer lists the business name Focus Financial Management. No longer lists the business name Fitzgerald Financial Group. No longer lists the business name First Midwest Financial Services. No longer lists the business name Financial Strategies Retirement Partners. No longer lists the business name Financial Sources, Inc.. No longer lists the business name Edwins Wealth Management. No longer lists the business name Doussard Financial. No longer lists the business name Door Creek Financial. No longer lists the business name Directions Wealth Management. No longer lists the business name Curran and Keegan Financial. No longer lists the business name Connor Wealth Management. No longer lists the business name Colarossi and Williams. No longer lists the business name Bucholtz & Germo. No longer lists the business name Bryant Asset Management. No longer lists the business name Blaser Investment Management Group Inc.. No longer lists the business name Berthold Capital, LLC. No longer lists the business name Benjamin & Company, LLC. No longer lists the business name Bell Financial. No longer lists the business name BDS Financial Services. No longer lists the business name Arkhitekton Financial Group. No longer lists the business name Appolito and Associates Wealth & Retirement Planning. No longer lists the business name Anlon Financial Strategies. No longer lists the business name Alliance Financial Planning. No longer lists the business name Allegiant Wealth Strategies. No longer lists the business name Aiken Financial Planning, LLC. No longer lists the business name Addessi Financial Partners. No longer lists the business name 7G Wealth Management. No longer lists the business name 4RIVERS Wealth Management. Added the business name Wealthspring. Added the business name Watersedge Wealth Advisors. Added the business name Strategic Financial Alliance. Added the business name Shultz Wealth Management LLC. Added the business name Pathfinder Wealth Consulting. Added the business name Mountview Financial. Added the business name Kyberstone Wealth. Added the business name Gale Investment Management Partnered With Wealthmark. Added the business name Financial Planning Suite, Inc.. Added the business name Colarossi & Torre, Financial Advisory Group. Added the business name Caplan Wealth Partners. Added the business name Bryant Maloney Prinzo Wealth Management. Added the business name Avantis Private Wealth. Added the business name Attuned Financial Strategies. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) - Commissions ### Custodians (Schedule D, Section 5.K(3)) - National Financial Services LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $212,660,045,528 - Discretionary: $207,634,735,496 - Non-discretionary: $5,025,310,032 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 314,099 | $93,620,071,446 | | High net worth individuals | 41,874 | $108,687,576,025 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 1,207 | $1,946,692,383 | | Charitable organizations | 405 | $1,075,075,462 | | State or municipal government entities (including government pension plans) | 300 | $3,197,155,228 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 2,603 | $4,133,474,984 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services - Selection of other advisers (including private fund managers) - Publication of periodicals or newsletters - Educational seminars/workshops ### Firm details - Registered since: 1992 (34 years) - Employees: 4,200 total, 2,650 performing advisory functions - Wrap fee program participation: Yes - States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY - Disclosures (Item 11): Reports 8 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony? - 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission? - 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes? - 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity? - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/8032 ### Other offices (Schedule D, Section 1.F), as of the October 2026 filing - Anaheim Hills, CA - Bedford, NH - Blue Ash, OH - Burlington, MA - Cheshire, CT - Doylestown, PA - Glastonbury, CT - High Point, NC - Jacksonville, FL - Needham, MA - Norfolk, NE - Overland Park, KS - Pittsburgh, PA - Pomfret Center, CT - Raleigh, NC - Rochester, NY - Saint Charles, IL - Salt Lake City, UT - San Diego, CA - Shelton, CT - Temple, TX - Towson, MD - Worcester, MA ### Websites listed on Form ADV (Item 1.I) - blog.commonwealth.com - blog.commonwealth.com/INDEPENDENT-MARKET-OBSERVER - bsky.app/profile/commonwealthfn.bsky.social - commonwealth.com - giphy.com/channel/CommonwealthFN - slideshare.net/CommonwealthFinancialNetwork - sprout.link/commonwealthfn - vimeo.com/commonwealthfinancial - Facebook @COMMONWEALTHFINANCIALNETWORK - Instagram @commonwealthfn - LinkedIn @COMMONWEALTH-FINANCIAL-NETWORK - Threads @commonwealthfn - YouTube @COMMONWEALTHBD ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $133,519,406,156 | 3,500 | September 30, 2021 | | October 2022 | $161,852,722,626 | 4,000 | September 28, 2022 | | October 2023 | $146,387,007,862 | 4,300 | September 26, 2023 | | October 2024 | $177,031,841,416 | 4,500 | September 27, 2024 | | October 2025 | $209,735,339,476 | 4,850 | April 23, 2025 | | October 2026 | $212,660,045,528 | 4,200 | September 29, 2026 | Regulatory assets under management: $133,519,406,156 in the October 2021 data and $212,660,045,528 in the October 2026 data, up 59%. Total employees: 3,500 in October 2021 and 4,200 in October 2026. ## Changes in the filing (last 12 months) ### October 2026 - No longer lists the business name Wise Family Wealth, LLC. - No longer lists the business name Whole Wealth Management, LLC. - No longer lists the business name Whole Wealth Management. - No longer lists the business name Westerman Financial Services, LLC. - No longer lists the business name Wealth Strategies 360. - No longer lists the business name Warren Wealth Associates. - No longer lists the business name VM Wealth Partners. - No longer lists the business name Vesta Fortuna Wealth Management. - No longer lists the business name Veritas Wealth Management, LLC. - No longer lists the business name Van Horn Financial Services. - No longer lists the business name V & V Financial. - No longer lists the business name Unified Retirement Planning Group. - No longer lists the business name Tupler Financial, Inc. - No longer lists the business name Tupelo Wealth Partners. - No longer lists the business name Tucker Bria Wealth Strategies LLC. - No longer lists the business name The Pinnacle Financial Group. - No longer lists the business name The Bridgeway Group. - No longer lists the business name TEG Wealth Advisors. - No longer lists the business name Sullivan Financial Group, LLC. - No longer lists the business name Strategic Retirement Plans. - No longer lists the business name Smalley Investments. - No longer lists the business name Skeels & Fox Wealth Management. - No longer lists the business name Sheridan Wealth Management. - No longer lists the business name Severn Wealth Management. - No longer lists the business name Severn Financial Advisors LLC. - No longer lists the business name Schatz Financial. - No longer lists the business name SBS Retirement Consultants, LLC. - No longer lists the business name Saorsa Wealth Management, LLC. - No longer lists the business name Riverstone Wealth Partners. - No longer lists the business name Richard Gagne & Associates. - No longer lists the business name Rexroad, Loweth & Associates. - No longer lists the business name Resource Financial Planning Corp.. - No longer lists the business name Red Letter Financial Group, Inc.. - No longer lists the business name Principled Wealth Advisors, LLC. - No longer lists the business name Preferred Financial Partners. - No longer lists the business name Pradel Financial Group. - No longer lists the business name Potomac Wealth Advisors, LLC. - No longer lists the business name Polaris Financial Strategies Group. - No longer lists the business name Pegasus Capital Management. - No longer lists the business name PATTERSON/SMITH Associates, LLC. - No longer lists the business name PAR Financial, LLC. - No longer lists the business name Pagano Financial Group. - No longer lists the business name Onyx Private Wealth. - No longer lists the business name Onward Wealth Management. - No longer lists the business name One Bridge Wealth Management. - No longer lists the business name Neponset Valley Financial Partners. - No longer lists the business name Mulhall Financial Design. - No longer lists the business name Moldenhauer & Associates. - No longer lists the business name Minsky Financial Group, LLC. - No longer lists the business name Milestone Wealth Management. - No longer lists the business name Midwest Financial Group. - No longer lists the business name Martin Financial. - No longer lists the business name Margel Wealth Management. - No longer lists the business name Lieblich Financial Services. - No longer lists the business name Lexington Financial, Inc.. - No longer lists the business name Lexington Financial. - No longer lists the business name Laughter & Associates Financial Management, LLC. - No longer lists the business name Independent Wealth Management, LLC. - No longer lists the business name Income Works, LLC.. - No longer lists the business name IM Wealth. - No longer lists the business name Hub International New England, LLC. - No longer lists the business name Honeycomb Wealth Advisors. - No longer lists the business name Hodge Associates, Inc.. - No longer lists the business name Hatfield & Becker Financial Services. - No longer lists the business name Harbor Financial Advisors, LLC. - No longer lists the business name Hammer Financial Group. - No longer lists the business name Great Scott Financial Services. - No longer lists the business name GFS Advisory. - No longer lists the business name Gale Investment Management. - No longer lists the business name Four Tier Financial Group. - No longer lists the business name Four Seasons Wealth Strategies. - No longer lists the business name Focus Financial Management Inc.. - No longer lists the business name Focus Financial Management. - No longer lists the business name Fitzgerald Financial Group. - No longer lists the business name First Midwest Financial Services. - No longer lists the business name Financial Strategies Retirement Partners. - No longer lists the business name Financial Sources, Inc.. - No longer lists the business name Edwins Wealth Management. - No longer lists the business name Doussard Financial. - No longer lists the business name Door Creek Financial. - No longer lists the business name Directions Wealth Management. - No longer lists the business name Curran and Keegan Financial. - No longer lists the business name Connor Wealth Management. - No longer lists the business name Colarossi and Williams. - No longer lists the business name Bucholtz & Germo. - No longer lists the business name Bryant Asset Management. - No longer lists the business name Blaser Investment Management Group Inc.. - No longer lists the business name Berthold Capital, LLC. - No longer lists the business name Benjamin & Company, LLC. - No longer lists the business name Bell Financial. - No longer lists the business name BDS Financial Services. - No longer lists the business name Arkhitekton Financial Group. - No longer lists the business name Appolito and Associates Wealth & Retirement Planning. - No longer lists the business name Anlon Financial Strategies. - No longer lists the business name Alliance Financial Planning. - No longer lists the business name Allegiant Wealth Strategies. - No longer lists the business name Aiken Financial Planning, LLC. - No longer lists the business name Addessi Financial Partners. - No longer lists the business name 7G Wealth Management. - No longer lists the business name 4RIVERS Wealth Management. - Added the business name Wealthspring. - Added the business name Watersedge Wealth Advisors. - Added the business name Strategic Financial Alliance. - Added the business name Shultz Wealth Management LLC. - Added the business name Pathfinder Wealth Consulting. - Added the business name Mountview Financial. - Added the business name Kyberstone Wealth. - Added the business name Gale Investment Management Partnered With Wealthmark. - Added the business name Financial Planning Suite, Inc.. - Added the business name Colarossi & Torre, Financial Advisory Group. - Added the business name Caplan Wealth Partners. - Added the business name Bryant Maloney Prinzo Wealth Management. - Added the business name Avantis Private Wealth. - Added the business name Attuned Financial Strategies. ### June 2026 - Item 11 disclosure answers changed: 8 yes answers, previously 9 (now no: 11.H(2)). ### April 2026 - Employees performing advisory functions went from 3150 to 2650. - Added the business name Parliament Wealth. - Added the business name Caduceus Consulting. - Added the business name Evertrail Wealth Management. - Added the business name Harris Asset Management LLC. - Added the business name RSF, LLC. - Added the business name Altara Wealth. - Added the business name The Rein Group. - Added the business name Lowcountry Wealth Group. - Added the business name Cedar Financial Services. - Added the business name KMJ Financial Group, LLC. - Added the business name Shorepoint Advisory Group. - Added the business name Stillwater Planning Group. - Added the business name Sandlapper Wealth Advisory. - Added the business name Cardinal Wealth Planning, LLC. - Added the business name Zenith Wealth Management, LLC. - Added the business name Ascentra Wealth Management, LLC. - Added the business name Connecticut Financial Group, LLC. - Added the business name Heritage Peaks Wealth Management. - Added the business name Red Letter Financial Group, Inc.. - No longer lists the business name RETIRE1X. - No longer lists the business name Skua LLC. - No longer lists the business name 401K Team. - No longer lists the business name Alma Wealth. - No longer lists the business name Sevenwealth. - No longer lists the business name Glennco, LLC.. - No longer lists the business name Harsin Wealth. - No longer lists the business name JLT Financial. - No longer lists the business name Moneynav, LLC. - No longer lists the business name Charted Wealth. - No longer lists the business name Towers WM, LLC. - No longer lists the business name Green Pinnacles. - No longer lists the business name Two Oaks Wealth. - No longer lists the business name Walton Financial. - No longer lists the business name Blakely Financial. - No longer lists the business name Elefant Financial. - No longer lists the business name Freeman Financial. - No longer lists the business name Noble Investments. - No longer lists the business name The Incomologists. - No longer lists the business name Fortress Financial. - No longer lists the business name TL Financial Group. - No longer lists the business name Ledgewood Financial. - No longer lists the business name Olympic NW Advisors. - No longer lists the business name Soundview Financial. - No longer lists the business name Benjamin and Company. - No longer lists the business name Best Times Financial. - No longer lists the business name Luedtke & Associates. - No longer lists the business name Ryan Financial Group. - No longer lists the business name Loring Advisory Group. - No longer lists the business name Massucci & Associates. - No longer lists the business name The Manning Companies. - No longer lists the business name Yandell & Company P.A. - No longer lists the business name Diamond Capital Wealth. - No longer lists the business name Hanson Financial Group. - No longer lists the business name Hefner Financial, Inc.. - No longer lists the business name Laurel Financial Group. - No longer lists the business name Madson Wealth Advisors. - No longer lists the business name Schulz Financial Group. - No longer lists the business name Bevan Wealth Management. - No longer lists the business name Freedom Trail Financial. - No longer lists the business name Kendall Wealth Partners. - No longer lists the business name Sentinel Advisory Group. - No longer lists the business name Virtus Wealth Solutions. - Changed its office addresses in Bedford, NH. - Added an office in Doylestown, PA. - Added an office in High Point, NC. - Added an office in Jacksonville, FL. - Added an office in Needham, MA. - Added an office in Pittsburgh, PA. - Added an office in Rochester, NY. - Added an office in Saint Charles, IL. - Added an office in Temple, TX. - No longer lists an office in Cambridge, MN. - No longer lists an office in Chicago, IL. - No longer lists an office in Depew, NY. - No longer lists an office in Huntsville, AL. - No longer lists an office in Ludlow, MA. - No longer lists an office in Lynnfield, MA. - No longer lists an office in Madison, WI. - No longer lists an office in Metuchen, NJ. - No longer lists an office in San Antonio, TX. - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Commonwealth Financial Network (CRD 8032): Form ADV filing data as of October 2026.