{ "crd_number": 110689, "slug": "commonfund-ocio-inc-norwalk-ct-110689", "primary_business_name": "COMMONFUND OCIO, INC.", "legal_name": "COMMONFUND OCIO, INC.", "dbas": [], "city": "Norwalk", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1999-06-15", "years_registered": 27, "period": "2026-10-01", "filing_date": "2026-09-28", "carried_forward": false, "raum_total": 23944643093.0, "raum_discretionary": 23083193698.0, "raum_non_discretionary": 861449395.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 47, "advisory_employees": 37, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 8620761495.0, "count": 126 }, "pooled_investment_vehicles": { "raum": 15323881598.0, "count": 30 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CT", "DC", "DE", "FL", "GA", "IL", "IN", "MA", "MD", "MI", "MN", "MO", "MT", "NC", "NJ", "NY", "OH", "OK", "PA", "TN", "TX", "VA", "WA", "WI" ], "websites": [ "https://commonfund.org", "https://fast.wistia.com/embed/channel/hv3878ox87", "https://fast.wistia.com/embed/channel/r2ajft0hus", "https://fast.wistia.com/embed/channel/z1nwv91crh", "https://linkedin.com/company/commonfund", "https://open.spotify.com/show/54aNwEvFTOU1D3s11TMI3g", "https://podcasts.apple.com/us/podcast/commonfund-point-of-view/id1716984176", "https://podcasts.apple.com/us/podcast/espresso-chats/id1821203414", "https://youtube.com/@CommonfundGroup", "https://youtube.com/@CommonfundGroup/podcasts" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110689", "city_as_filed": "NORWALK", "url": "https://advisorcensus.com/firm/commonfund-ocio-inc-norwalk-ct-110689", "display_name": "Commonfund Ocio, Inc.", "summary": "Commonfund Ocio, Inc. is an SEC-registered investment advisory firm in Norwalk, CT, registered since 1999, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.", "citation": "AdvisorCensus. Commonfund Ocio, Inc. (CRD 110689): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Commonfund Ocio, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Commonfund Ocio, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Commonfund Ocio, Inc. located?", "a": "Commonfund Ocio, Inc.'s principal office is in Norwalk, CT, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Commonfund Ocio, Inc. registered with the SEC or a state?", "a": "Commonfund Ocio, Inc. is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 110689." }, { "q": "How much does Commonfund Ocio, Inc. manage?", "a": "Commonfund Ocio, Inc. reports $23,944,643,093 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (96% discretionary)." }, { "q": "How have Commonfund Ocio, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Commonfund Ocio, Inc.: Regulatory assets under management: $17,981,177,080 in the October 2021 data and $23,944,643,093 in the October 2026 data, up 33%. Total employees: 25 in October 2021 and 47 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Commonfund Ocio, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: charitable organizations (126); pooled investment vehicles (other than investment companies and business development companies) (30)." }, { "q": "Which custodians does Commonfund Ocio, Inc. use?", "a": "Commonfund Ocio, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Commonfund Ocio, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110689" }, { "q": "What changed in Commonfund Ocio, Inc.'s recent Form ADV filings?", "a": "In the October 2026 filing data: Employees performing advisory functions went from 33 to 37. Changed its office addresses in New York, NY." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 17981177080.0, "total_employees": 25, "filing_date": "2021-09-28" }, { "period": "2022-10-01", "regulatory_assets_under_management": 16343591310.0, "total_employees": 23, "filing_date": "2022-09-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 17284955913.0, "total_employees": 48, "filing_date": "2023-09-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 20194305839.0, "total_employees": 42, "filing_date": "2024-09-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 20194305839.0, "total_employees": 42, "filing_date": "2025-07-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 23944643093.0, "total_employees": 47, "filing_date": "2026-09-28" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Employees performing advisory functions went from 33 to 37.", "Changed its office addresses in New York, NY." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Employees performing advisory functions went from 31 to 33.", "Regulatory assets under management went from $20,194,305,839 to $22,659,256,220 (+12%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/commonfund-ocio-inc-norwalk-ct-110689.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 30, "fewer_than_5": false, "raum": 15323881598.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 126, "fewer_than_5": false, "raum": 8620761495.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110689", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }