# Commodities & Securities, Inc.

> Commodities & Securities, Inc. is a state-registered investment advisory firm, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 29, 2026.

- CRD: 154526
- Filed as: COMMODITIES & SECURITIES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in North Carolina
- Filing period: October 2026
- Form ADV filing dated: July 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154526
- AdvisorCensus page: https://advisorcensus.com/firm/commodities-and-securities-inc-154526

## Quick answers

**How is Commodities & Securities, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Commodities & Securities, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Is Commodities & Securities, Inc. registered with the SEC or a state?**
Commodities & Securities, Inc. is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154526.

**How much does Commodities & Securities, Inc. manage?**
Commodities & Securities, Inc. reports $695,434 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (0% discretionary).

**What types of clients does Commodities & Securities, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2).

**Does Commodities & Securities, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154526

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $695,434
- Discretionary: $0
- Non-discretionary: $695,434

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $695,434 |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |
| Other | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- Facebook @tom.fyler
- LinkedIn @tom-fyler-3135a96

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Commodities & Securities, Inc. (CRD 154526): Form ADV filing data as of October 2026.