{ "crd_number": 310864, "slug": "columbia-cent-clo-advisers-llc-boston-ma-310864", "primary_business_name": "COLUMBIA CENT CLO ADVISERS, LLC", "legal_name": "COLUMBIA CENT CLO ADVISERS, LLC", "dbas": [ "COLUMBIA MANAGEMENT INVESTMENTS", "COLUMBIA THREADNEEDLE", "COLUMBIA THREADNEEDLE INVESTMENTS" ], "city": "Boston", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-10-14", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-09-23", "carried_forward": false, "raum_total": 2995750368.0, "raum_discretionary": 2995750368.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 24, "advisory_employees": 13, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2995750368.0, "count": 10 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310864", "disclosure_items": [ { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "BOSTON", "url": "https://advisorcensus.com/firm/columbia-cent-clo-advisers-llc-boston-ma-310864", "display_name": "Columbia Cent CLO Advisers, LLC", "summary": "Columbia Cent CLO Advisers, LLC is an SEC-registered investment advisory firm in Boston, MA, registered since 2020, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 23, 2026.", "citation": "AdvisorCensus. Columbia Cent CLO Advisers, LLC (CRD 310864): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Columbia Cent CLO Advisers, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Columbia Cent CLO Advisers, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Columbia Cent CLO Advisers, LLC located?", "a": "Columbia Cent CLO Advisers, LLC's principal office is in Boston, MA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Columbia Cent CLO Advisers, LLC registered with the SEC or a state?", "a": "Columbia Cent CLO Advisers, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310864." }, { "q": "How much does Columbia Cent CLO Advisers, LLC manage?", "a": "Columbia Cent CLO Advisers, LLC reports $2,995,750,368 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary)." }, { "q": "How have Columbia Cent CLO Advisers, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Columbia Cent CLO Advisers, LLC: Regulatory assets under management: $3,180,518,209 in the October 2021 data and $2,995,750,368 in the October 2026 data, down 6%. Total employees: 25 in October 2021 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Columbia Cent CLO Advisers, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (10)." }, { "q": "Does Columbia Cent CLO Advisers, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310864" }, { "q": "What changed in Columbia Cent CLO Advisers, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3180518209.0, "total_employees": 25, "filing_date": "2021-07-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2706555872.0, "total_employees": 26, "filing_date": "2022-07-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2844938415.0, "total_employees": 27, "filing_date": "2023-07-19" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2605013192.0, "total_employees": 24, "filing_date": "2024-04-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2834188390.0, "total_employees": 25, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2995750368.0, "total_employees": 24, "filing_date": "2026-09-23" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 14 to 13." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/columbia-cent-clo-advisers-llc-boston-ma-310864.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 10, "fewer_than_5": false, "raum": 2995750368.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310864", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }