{ "crd_number": 140088, "slug": "colomb-investment-management-company-llc-metairie-la-140088", "primary_business_name": "COLOMB INVESTMENT MANAGEMENT COMPANY, LLC", "legal_name": "COLOMB INVESTMENT MANAGEMENT COMPANY, LLC", "dbas": [], "city": "Metairie", "state": "LA", "country": "United States", "cbsa_code": "35380", "metro": { "cbsa_code": "35380", "common_name": "New Orleans", "msa_name": "New Orleans-Metairie, LA", "path": "/advisors/la/new-orleans" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-06-06", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 4651207.0, "raum_discretionary": 4651207.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 8, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 4651207.0, "count": 32 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AL", "AZ", "CA", "CT", "FL", "GA", "IN", "LA", "MA", "MD", "ME", "MS", "NC", "NH", "NJ", "NY", "SC", "TX" ], "websites": [ "https://colomb.adxleader.com", "https://colombim.com", "https://facebook.com/colombinvestmentmanagement", "https://instagram.com/colombinvestmentmanagement", "https://linkedin.com/in/robert-colomb-9137a8131" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140088", "city_as_filed": "METAIRIE", "url": "https://advisorcensus.com/firm/colomb-investment-management-company-llc-metairie-la-140088", "display_name": "Colomb Investment Management Company, LLC", "summary": "Colomb Investment Management Company, LLC is an SEC-registered investment advisory firm in Metairie, LA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Colomb Investment Management Company, LLC (CRD 140088): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Colomb Investment Management Company, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Colomb Investment Management Company, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Colomb Investment Management Company, LLC located?", "a": "Colomb Investment Management Company, LLC's principal office is in Metairie, LA, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Colomb Investment Management Company, LLC registered with the SEC or a state?", "a": "Colomb Investment Management Company, LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 140088." }, { "q": "How much does Colomb Investment Management Company, LLC manage?", "a": "Colomb Investment Management Company, LLC reports $4,651,207 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Colomb Investment Management Company, LLC's assets and staff changed since 2024?", "a": "In the Form ADV data for Colomb Investment Management Company, LLC: Regulatory assets under management: $1,600,000 in the October 2024 data and $4,651,207 in the October 2026 data, up 191%. Total employees: 5 in October 2024 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Colomb Investment Management Company, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (32)." }, { "q": "Which custodians does Colomb Investment Management Company, LLC use?", "a": "Colomb Investment Management Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Nationwide Advisory as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Colomb Investment Management Company, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140088" }, { "q": "What changed in Colomb Investment Management Company, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 8. Regulatory assets under management went from $2,000,000 to $4,651,207 (+133%)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": 1600000.0, "total_employees": 5, "filing_date": "2024-06-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2000000.0, "total_employees": 9, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4651207.0, "total_employees": 8, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 8.", "Regulatory assets under management went from $2,000,000 to $4,651,207 (+133%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Altruist Financial LLC", "name_as_filed": "ALTRUIST FINANCIAL LLC", "affiliated": false }, { "name": "Nationwide Advisory", "name_as_filed": "NATIONWIDE ADVISORY", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/colomb-investment-management-company-llc-metairie-la-140088.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 32, "fewer_than_5": false, "raum": 4651207.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140088", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }