# Colliers Securities LLC

> Colliers Securities LLC is an SEC-registered investment advisory firm in Minneapolis, MN, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 7477
- Filed as: COLLIERS SECURITIES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Minneapolis, MN
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/7477
- AdvisorCensus page: https://advisorcensus.com/firm/colliers-securities-llc-minneapolis-mn-7477

## Quick answers

**How is Colliers Securities LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Colliers Securities LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Colliers Securities LLC located?**
Colliers Securities LLC's principal office is in Minneapolis, MN, according to its Form ADV; the April 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is Colliers Securities LLC registered with the SEC or a state?**
Colliers Securities LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 7477.

**How much does Colliers Securities LLC manage?**
Colliers Securities LLC reports $329,636,522 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (24% discretionary).

**How have Colliers Securities LLC's assets and staff changed since 2021?**
In the Form ADV data for Colliers Securities LLC: Regulatory assets under management: $275,878,259 in the October 2021 data and $329,636,522 in the October 2026 data, up 19%. Total employees: 144 in October 2021 and 120 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Colliers Securities LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (735); high net worth individuals (76); charitable organizations (5).

**Does Colliers Securities LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/7477

**What changed in Colliers Securities LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 17 to 18. Regulatory assets under management went from $280,660,825 to $329,636,522 (+17%). Added an office in Detroit Lakes, MN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $329,636,522
- Discretionary: $79,025,654
- Non-discretionary: $250,610,868

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 735 | $173,078,032 |
| High net worth individuals | 76 | $100,703,227 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 5 | $47,009,083 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $8,846,180 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 120 total, 18 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, IA, IL, MN, ND, NE, NY, OR, SD, TN, TX, WI
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/7477

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Bismarck, ND
- Detroit Lakes, MN
- Fargo, ND
- Mitchell, SD
- Sioux Falls, SD
- Watertown, SD

### Websites listed on Form ADV (Item 1.I)
- colliers.com/en/services/colliers-securities
- LinkedIn @COLLIERS-SECURITIES

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $275,878,259 | 144 | March 18, 2021 |
| October 2022 | $301,984,740 | 146 | March 24, 2022 |
| October 2023 | $228,851,296 | 125 | May 23, 2023 |
| October 2024 | $262,622,768 | 124 | August 12, 2024 |
| October 2025 | $280,660,825 | 120 | June 25, 2025 |
| October 2026 | $329,636,522 | 120 | March 31, 2026 |

Regulatory assets under management: $275,878,259 in the October 2021 data and $329,636,522 in the October 2026 data, up 19%.
Total employees: 144 in October 2021 and 120 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 17 to 18.
- Regulatory assets under management went from $280,660,825 to $329,636,522 (+17%).
- Added an office in Detroit Lakes, MN.

### February 2026
- Item 11 disclosure answers changed: 2 yes answers, previously 4 (now no: 11.C(2), 11.C(5)).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Colliers Securities LLC (CRD 7477): Form ADV filing data as of October 2026.