# Collie Financial Planning, Inc.

> Collie Financial Planning, Inc. is an SEC-registered investment advisory firm in Black Mountain, NC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 22, 2026.

- CRD: 134884
- Filed as: COLLIE FINANCIAL PLANNING, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Black Mountain, NC
- Filing period: October 2026
- Form ADV filing dated: February 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134884
- AdvisorCensus page: https://advisorcensus.com/firm/collie-financial-planning-inc-black-mountain-nc-134884

## Quick answers

**How is Collie Financial Planning, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Collie Financial Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Collie Financial Planning, Inc. charge?**
Its Form ADV Part 2A brochure dated February 22, 2026 states: Hourly rate: $200 an hour (services only on an as utilized basis). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Collie Financial Planning, Inc. located?**
Collie Financial Planning, Inc.'s principal office is in Black Mountain, NC, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Collie Financial Planning, Inc. registered with the SEC or a state?**
Collie Financial Planning, Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 134884.

**How much does Collie Financial Planning, Inc. manage?**
Collie Financial Planning, Inc. reports $162,924,000 in regulatory assets under management in its Form ADV filing dated February 22, 2026 (100% discretionary).

**How have Collie Financial Planning, Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Collie Financial Planning, Inc.: Regulatory assets under management: $126,562,000 in the October 2022 data and $162,924,000 in the October 2026 data, up 29%. Total employees: 1 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Collie Financial Planning, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (188); high net worth individuals (54); charitable organizations (1).

**Which custodians does Collie Financial Planning, Inc. use?**
Collie Financial Planning, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Collie Financial Planning, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134884

**What changed in Collie Financial Planning, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $145,304,968 to $162,924,000 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 22, 2026)

- Hourly rate: $200 an hour (services only on an as utilized basis)

> These fees start at $200 per hour. All efforts are made on the part of Collie Financial Planning, Inc. to provide accurate estimates of how many hours are needed

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $162,924,000
- Discretionary: $162,924,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 188 | $58,847,000 |
| High net worth individuals | 54 | $102,922,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $1,155,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Asheville, NC

### Websites listed on Form ADV (Item 1.I)
- colliefp.com
- Facebook @COLLIE-FINANCIAL-PLANNING-INC-182406868496634
- LinkedIn @COLLIE-FINANCIAL-PLANNING-INC-
- LinkedIn @MIKE-COLLIE-CFP
- X @COLLIEFINANCE

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $126,562,000 | 1 | August 25, 2022 |
| October 2023 | $104,436,254 | 2 | September 29, 2023 |
| October 2024 | $120,061,234 | 2 | March 20, 2024 |
| October 2025 | $145,304,968 | 2 | February 17, 2025 |
| October 2026 | $162,924,000 | 2 | February 22, 2026 |

Regulatory assets under management: $126,562,000 in the October 2022 data and $162,924,000 in the October 2026 data, up 29%.
Total employees: 1 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $145,304,968 to $162,924,000 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Collie Financial Planning, Inc. (CRD 134884): Form ADV filing data as of October 2026.