{ "crd_number": 111035, "slug": "coller-investment-management-ltd-st-peter-port-111035", "primary_business_name": "COLLER INVESTMENT MANAGEMENT LTD", "legal_name": "COLLER INVESTMENT MANAGEMENT LTD", "dbas": [], "city": "St. Peter Port", "state": null, "country": "Guernsey", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1999-03-01", "years_registered": 27, "period": "2026-10-01", "filing_date": "2026-09-18", "carried_forward": false, "raum_total": 36657342081.0, "raum_discretionary": 36657342081.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 10, "advisory_employees": 0, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 36657342081.0, "count": 33 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111035", "city_as_filed": "ST. PETER PORT", "url": "https://advisorcensus.com/firm/coller-investment-management-ltd-st-peter-port-111035", "display_name": "Coller Investment Management Ltd", "summary": "Coller Investment Management Ltd is an SEC-registered investment advisory firm in St. Peter Port, Guernsey, registered since 1999, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 18, 2026.", "citation": "AdvisorCensus. Coller Investment Management Ltd (CRD 111035): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Coller Investment Management Ltd compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Coller Investment Management Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Coller Investment Management Ltd located?", "a": "Coller Investment Management Ltd's principal office is in St. Peter Port, Guernsey, according to its Form ADV." }, { "q": "Is Coller Investment Management Ltd registered with the SEC or a state?", "a": "Coller Investment Management Ltd is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 111035." }, { "q": "How much does Coller Investment Management Ltd manage?", "a": "Coller Investment Management Ltd reports $36,657,342,081 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (100% discretionary)." }, { "q": "How have Coller Investment Management Ltd's assets and staff changed since 2021?", "a": "In the Form ADV data for Coller Investment Management Ltd: Regulatory assets under management: $22,736,163,241 in the October 2021 data and $36,657,342,081 in the October 2026 data, up 61%. Total employees: 8 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Coller Investment Management Ltd serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (33)." }, { "q": "Does Coller Investment Management Ltd report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111035" }, { "q": "What changed in Coller Investment Management Ltd's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 22736163241.0, "total_employees": 8, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 23404527857.0, "total_employees": 9, "filing_date": "2022-06-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 21334788196.0, "total_employees": 9, "filing_date": "2023-06-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 51185725575.0, "total_employees": 9, "filing_date": "2024-07-22" }, { "period": "2025-10-01", "regulatory_assets_under_management": 28987757529.0, "total_employees": 10, "filing_date": "2025-06-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 36657342081.0, "total_employees": 10, "filing_date": "2026-09-18" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Regulatory assets under management went from $28,987,757,529 to $36,657,342,081 (+26%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/coller-investment-management-ltd-st-peter-port-111035.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 33, "fewer_than_5": false, "raum": 36657342081.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111035", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }