{ "crd_number": 158102, "slug": "coller-eqt-new-york-ny-158102", "primary_business_name": "COLLER EQT", "legal_name": "COLLER CAPITAL INC", "dbas": [ "COLLER EQT" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2014-09-19", "years_registered": 12, "period": "2026-10-01", "filing_date": "2026-09-18", "carried_forward": false, "raum_total": 11952891545.0, "raum_discretionary": 0.0, "raum_non_discretionary": 11952891545.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 67, "advisory_employees": 25, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 11952891545.0, "count": 33 } }, "compensation_types": [ "other" ], "advisory_activities": [ "other" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://collercapital.com", "https://facebook.com/COLLER.CAPITAL", "https://instagram.com/COLLERCAPITAL", "https://twitter.com/COLLER_CAPITAL?LANG=EN" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158102", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/coller-eqt-new-york-ny-158102", "display_name": "Coller EQT", "summary": "Coller EQT is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 18, 2026.", "citation": "AdvisorCensus. Coller EQT (CRD 158102): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Other" ], "advisory_activity_labels": [ "Other" ], "quick_answers": [ { "q": "How is Coller EQT compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Coller EQT reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Coller EQT located?", "a": "Coller EQT's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Coller EQT registered with the SEC or a state?", "a": "Coller EQT is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 158102." }, { "q": "How much does Coller EQT manage?", "a": "Coller EQT reports $11,952,891,545 in regulatory assets under management in its Form ADV filing dated September 18, 2026 (0% discretionary)." }, { "q": "How have Coller EQT's assets and staff changed since 2021?", "a": "In the Form ADV data for Coller EQT: Regulatory assets under management: $4,969,059,157 in the October 2021 data and $11,952,891,545 in the October 2026 data, up 141%. Total employees: 42 in October 2021 and 67 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Coller EQT serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (33)." }, { "q": "Does Coller EQT report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158102" }, { "q": "What changed in Coller EQT's recent Form ADV filings?", "a": "In the October 2026 filing data: Added the business name Coller EQT. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 4969059157.0, "total_employees": 42, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6633833675.0, "total_employees": 43, "filing_date": "2022-06-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6309719711.0, "total_employees": 50, "filing_date": "2023-06-29" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6782619327.0, "total_employees": 62, "filing_date": "2024-06-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 9003495872.0, "total_employees": 59, "filing_date": "2025-06-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 11952891545.0, "total_employees": 67, "filing_date": "2026-09-18" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Added the business name Coller EQT.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Regulatory assets under management went from $9,003,495,872 to $11,952,891,545 (+33%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/coller-eqt-new-york-ny-158102.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 33, "fewer_than_5": false, "raum": 11952891545.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158102", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }