# Collegiate Peaks Asset Management, LLC

> Collegiate Peaks Asset Management, LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 322086
- Filed as: COLLEGIATE PEAKS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/322086
- AdvisorCensus page: https://advisorcensus.com/firm/collegiate-peaks-asset-management-llc-denver-co-322086

## Quick answers

**How is Collegiate Peaks Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Collegiate Peaks Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Collegiate Peaks Asset Management, LLC located?**
Collegiate Peaks Asset Management, LLC's principal office is in Denver, CO, according to its Form ADV.

**Is Collegiate Peaks Asset Management, LLC registered with the SEC or a state?**
Collegiate Peaks Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322086.

**How much does Collegiate Peaks Asset Management, LLC manage?**
Collegiate Peaks Asset Management, LLC reports $365,105,305 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Collegiate Peaks Asset Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Collegiate Peaks Asset Management, LLC: Regulatory assets under management: $223,975,289 in the October 2022 data and $365,105,305 in the October 2026 data, up 63%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Collegiate Peaks Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: other (4); pooled investment vehicles (other than investment companies and business development companies) (1); insurance companies (1).

**Which custodians does Collegiate Peaks Asset Management, LLC use?**
Collegiate Peaks Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon, The Northern Trust Company and Truist Bank as custodians holding 10% or more of its separately managed account assets.

**Does Collegiate Peaks Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322086

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- The Bank of New York Mellon
- The Northern Trust Company
- Truist Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $365,105,305
- Discretionary: $365,105,305
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $52,222,271 |
| Insurance companies | 1 | $50,510,948 |
| Other | 4 | $262,372,086 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cpamllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $223,975,289 | 3 | September 12, 2022 |
| October 2023 | $236,816,087 | 3 | March 20, 2023 |
| October 2024 | $344,241,480 | 3 | March 15, 2024 |
| October 2025 | $359,782,972 | 3 | March 18, 2025 |
| October 2026 | $365,105,305 | 3 | March 13, 2026 |

Regulatory assets under management: $223,975,289 in the October 2022 data and $365,105,305 in the October 2026 data, up 63%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Collegiate Peaks Asset Management, LLC (CRD 322086): Form ADV filing data as of October 2026.