# Collaborative Wealth

> Collaborative Wealth is an SEC-registered investment advisory firm in Lake Mary, FL, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 142106
- Filed as: COLLABORATIVE WEALTH
- Legal name: Collaborative Wealth Management, Inc.
- Also doing business as: COLLABORATIVEWEALTH GAINESVILLE, COLLABORATIVEWEALTH LAKE NONA, COLLABORATIVEWEALTH TREASURE COAST
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Mary, FL
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142106
- AdvisorCensus page: https://advisorcensus.com/firm/collaborative-wealth-lake-mary-fl-142106

## Quick answers

**How is Collaborative Wealth compensated?**
On its Form ADV (Item 5.E, October 2026), Collaborative Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Collaborative Wealth charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Asset-based fee: 0.25% to 2.5% a year (a range, as the brochure states it); Hourly rate: $200 to $400 an hour (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Collaborative Wealth located?**
Collaborative Wealth's principal office is in Lake Mary, FL, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Collaborative Wealth registered with the SEC or a state?**
Collaborative Wealth is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 142106.

**How much does Collaborative Wealth manage?**
Collaborative Wealth reports $653,282,295 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (91% discretionary).

**How have Collaborative Wealth's assets and staff changed since 2021?**
In the Form ADV data for Collaborative Wealth: Regulatory assets under management: $386,666,058 in the October 2021 data and $653,282,295 in the October 2026 data, up 69%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Collaborative Wealth serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (740); high net worth individuals (175); pension and profit sharing plans (but not the plan participants or government pension plans) (11).

**Which custodians does Collaborative Wealth use?**
Collaborative Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., LPL Financial LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets.

**Does Collaborative Wealth report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142106

**Does Collaborative Wealth state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "The Adviser has an established household minimum of $100,000 but certain exceptions may be provided by the Investment Advisor Representative."

**What changed in Collaborative Wealth's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $564,031,327 to $653,282,295 (+16%). Registered or notice-filed in AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Asset-based fee: 0.25% to 2.5% a year (a range, as the brochure states it)

> The maximum advisory fee is 2.50% and fees will typically range from 0.25% to 2.50% and are negotiable based on the amount of assets being managed, family relationships, professionals servicing the accounts, and range of services being provided.

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> The Adviser has an established household minimum of $100,000 but certain exceptions may be provided by the Investment Advisor Representative.

- Hourly rate: $200 to $400 an hour (consulting services)

> The Adviser charges clients an hourly fee for consulting services. Clients are billed at the rate of $200 - $400 an hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- LPL Financial LLC
- SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $653,282,295
- Discretionary: $593,995,275
- Non-discretionary: $59,287,020

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 740 | $243,712,963 |
| High net worth individuals | 175 | $337,086,043 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $58,067,607 |
| Charitable organizations | 3 | $1,214,624 |
| Corporations or other businesses not listed above | 8 | $13,201,058 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 13 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, GA, IN, LA, NC, NH, NY, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Gainesville, FL
- Orlando, FL
- Stuart, FL

### Websites listed on Form ADV (Item 1.I)
- collaborativewealth.com
- Facebook @Collaborativewealth
- LinkedIn @collaborativewealth
- X @COLLABORATIVEWM

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $386,666,058 | 14 | January 20, 2021 |
| October 2022 | $450,829,910 | 14 | February 3, 2022 |
| October 2023 | $390,123,432 | 12 | February 7, 2023 |
| October 2024 | $463,643,037 | 12 | March 5, 2024 |
| October 2025 | $564,031,327 | 13 | January 29, 2025 |
| October 2026 | $653,282,295 | 13 | March 18, 2026 |

Regulatory assets under management: $386,666,058 in the October 2021 data and $653,282,295 in the October 2026 data, up 69%.
Total employees: 14 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $564,031,327 to $653,282,295 (+16%).
- Registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Collaborative Wealth (CRD 142106): Form ADV filing data as of October 2026.