{
  "crd_number": 142106,
  "slug": "collaborative-wealth-lake-mary-fl-142106",
  "primary_business_name": "COLLABORATIVE WEALTH",
  "legal_name": "COLLABORATIVE WEALTH MANAGEMENT, INC.",
  "dbas": [
    "COLLABORATIVEWEALTH GAINESVILLE",
    "COLLABORATIVEWEALTH LAKE NONA",
    "COLLABORATIVEWEALTH TREASURE COAST"
  ],
  "city": "Lake Mary",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "36740",
  "metro": {
    "cbsa_code": "36740",
    "common_name": "Orlando",
    "msa_name": "Orlando-Kissimmee-Sanford, FL",
    "path": "/advisors/fl/orlando"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-08-06",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-03-18",
  "carried_forward": false,
  "raum_total": 653282295.0,
  "raum_discretionary": 593995275.0,
  "raum_non_discretionary": 59287020.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 13,
  "advisory_employees": 9,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 1214624.0,
      "count": 3
    },
    "individuals": {
      "raum": 243712963.0,
      "count": 740
    },
    "pension_profit_sharing": {
      "raum": 58067607.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 337086043.0,
      "count": 175
    },
    "corporations_other_businesses": {
      "raum": 13201058.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "GA",
    "IN",
    "LA",
    "NC",
    "NH",
    "NY",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://collaborativewealth.com",
    "https://facebook.com/Collaborativewealth",
    "https://linkedin.com/company/collaborativewealth",
    "https://x.com/COLLABORATIVEWM?mx=2"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142106",
  "city_as_filed": "LAKE MARY",
  "url": "https://advisorcensus.com/firm/collaborative-wealth-lake-mary-fl-142106",
  "display_name": "Collaborative Wealth",
  "summary": "Collaborative Wealth is an SEC-registered investment advisory firm in Lake Mary, FL, registered since 2014, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.",
  "citation": "AdvisorCensus. Collaborative Wealth (CRD 142106): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Collaborative Wealth compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Collaborative Wealth reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Collaborative Wealth charge?",
      "a": "Its Form ADV Part 2A brochure dated March 18, 2026 states: Asset-based fee: 0.25% to 2.5% a year (a range, as the brochure states it); Hourly rate: $200 to $400 an hour (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Collaborative Wealth located?",
      "a": "Collaborative Wealth's principal office is in Lake Mary, FL, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Collaborative Wealth registered with the SEC or a state?",
      "a": "Collaborative Wealth is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 142106."
    },
    {
      "q": "How much does Collaborative Wealth manage?",
      "a": "Collaborative Wealth reports $653,282,295 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (91% discretionary)."
    },
    {
      "q": "How have Collaborative Wealth's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Collaborative Wealth: Regulatory assets under management: $386,666,058 in the October 2021 data and $653,282,295 in the October 2026 data, up 69%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Collaborative Wealth serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (740); high net worth individuals (175); pension and profit sharing plans (but not the plan participants or government pension plans) (11)."
    },
    {
      "q": "Which custodians does Collaborative Wealth use?",
      "a": "Collaborative Wealth's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., LPL Financial LLC and SEI Investments Distribution Co. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Collaborative Wealth report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142106"
    },
    {
      "q": "Does Collaborative Wealth state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 18, 2026 says: \"The Adviser has an established household minimum of $100,000 but certain exceptions may be provided by the Investment Advisor Representative.\""
    },
    {
      "q": "What changed in Collaborative Wealth's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $564,031,327 to $653,282,295 (+16%). Registered or notice-filed in AZ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 386666058.0,
      "total_employees": 14,
      "filing_date": "2021-01-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 450829910.0,
      "total_employees": 14,
      "filing_date": "2022-02-03"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 390123432.0,
      "total_employees": 12,
      "filing_date": "2023-02-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 463643037.0,
      "total_employees": 12,
      "filing_date": "2024-03-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 564031327.0,
      "total_employees": 13,
      "filing_date": "2025-01-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 653282295.0,
      "total_employees": 13,
      "filing_date": "2026-03-18"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $564,031,327 to $653,282,295 (+16%).",
        "Registered or notice-filed in AZ."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 18, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 2.5% a year",
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $200 to $400 an hour (consulting services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 2.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "The maximum advisory fee is 2.50% and fees will typically range from 0.25% to 2.50% and are negotiable based on the amount of assets being managed, family relationships, professionals servicing the accounts, and range of services being provided."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The Adviser has an established household minimum of $100,000 but certain exceptions may be provided by the Investment Advisor Representative."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 to $400 an hour (consulting services)"
        ],
        "quotes": [
          "The Adviser charges clients an hourly fee for consulting services. Clients are billed at the rate of $200 - $400 an hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        2.5
      ],
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 200.0,
          "max": 400.0,
          "period": "hour",
          "service": "consulting services"
        }
      ]
    },
    "quotes": [
      "The maximum advisory fee is 2.50% and fees will typically range from 0.25% to 2.50% and are negotiable based on the amount of assets being managed, family relationships, professionals servicing the accounts, and range of services being provided.",
      "The Adviser has an established household minimum of $100,000 but certain exceptions may be provided by the Investment Advisor Representative.",
      "The Adviser charges clients an hourly fee for consulting services. Clients are billed at the rate of $200 - $400 an hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    },
    {
      "name": "SEI Investments Distribution Co.",
      "name_as_filed": "SEI INVESTMENTS DISTRIBUTION CO.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/collaborative-wealth-lake-mary-fl-142106.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 740,
      "fewer_than_5": false,
      "raum": 243712963.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 175,
      "fewer_than_5": false,
      "raum": 337086043.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 58067607.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": false,
      "raum": 1214624.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 8,
      "fewer_than_5": false,
      "raum": 13201058.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142106",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}