# Collaborative Portfolio Management

> Collaborative Portfolio Management is an SEC-registered investment advisory firm in Overland Park, KS, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 332929
- Filed as: COLLABORATIVE PORTFOLIO MANAGEMENT
- Legal name: Collaborative Portfolio Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Overland Park, KS
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332929
- AdvisorCensus page: https://advisorcensus.com/firm/collaborative-portfolio-management-overland-park-ks-332929

## Quick answers

**How is Collaborative Portfolio Management compensated?**
On its Form ADV (Item 5.E, October 2026), Collaborative Portfolio Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Collaborative Portfolio Management located?**
Collaborative Portfolio Management's principal office is in Overland Park, KS, according to its Form ADV.

**Is Collaborative Portfolio Management registered with the SEC or a state?**
Collaborative Portfolio Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332929.

**How much does Collaborative Portfolio Management manage?**
Collaborative Portfolio Management reports $178,738,625 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary).

**How have Collaborative Portfolio Management's assets and staff changed since 2024?**
In the Form ADV data for Collaborative Portfolio Management: Regulatory assets under management: $120,704,830 in the October 2024 data and $178,738,625 in the October 2026 data, up 48%. Total employees: 4 in October 2024 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Collaborative Portfolio Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (114); high net worth individuals (68).

**Which custodians does Collaborative Portfolio Management use?**
Collaborative Portfolio Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity as a custodian holding 10% or more of its separately managed account assets.

**Does Collaborative Portfolio Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332929

**What changed in Collaborative Portfolio Management's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $146,077,684 to $178,738,625 (+22%). Employees performing advisory functions went from 3 to 4. Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $178,738,625
- Discretionary: $178,738,625
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 114 | $29,681,597 |
| High net worth individuals | 68 | $122,271,659 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $9,304,091 |
| Charitable organizations | Fewer than 5 | $17,429,091 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $52,187 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2024 (2 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, KS, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cpm-llc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $120,704,830 | 4 | August 27, 2024 |
| October 2025 | $146,077,684 | 4 | February 27, 2025 |
| October 2026 | $178,738,625 | 4 | July 1, 2026 |

Regulatory assets under management: $120,704,830 in the October 2024 data and $178,738,625 in the October 2026 data, up 48%.
Total employees: 4 in October 2024 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $146,077,684 to $178,738,625 (+22%).
- Employees performing advisory functions went from 3 to 4.
- Registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Collaborative Portfolio Management (CRD 332929): Form ADV filing data as of October 2026.