# Collaborative Capital Advisors LLC

> Collaborative Capital Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.

- CRD: 337588
- Filed as: COLLABORATIVE CAPITAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337588
- AdvisorCensus page: https://advisorcensus.com/firm/collaborative-capital-advisors-llc-new-york-ny-337588

## Quick answers

**How is Collaborative Capital Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Collaborative Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Collaborative Capital Advisors LLC charge?**
Its Form ADV Part 2A brochure dated July 13, 2026 states: Up to $25,000,000: 0.75% a year; $25,000,001 to $100,000,000: 0.6% a year; Above $100,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Collaborative Capital Advisors LLC located?**
Collaborative Capital Advisors LLC's principal office is in New York, NY, according to its Form ADV.

**Is Collaborative Capital Advisors LLC registered with the SEC or a state?**
Collaborative Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337588.

**How much does Collaborative Capital Advisors LLC manage?**
Collaborative Capital Advisors LLC reports $387,843,222 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (61% discretionary).

**What types of clients does Collaborative Capital Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does Collaborative Capital Advisors LLC use?**
Collaborative Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Goldman Sachs & Co. LLC as custodians holding 10% or more of its separately managed account assets.

**Does Collaborative Capital Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337588

**What changed in Collaborative Capital Advisors LLC's recent Form ADV filings?**
In the June 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated July 13, 2026)

- Up to $25,000,000: 0.75% a year
- $25,000,001 to $100,000,000: 0.6% a year
- Above $100,000,001: 0.5% a year

> Total Assets Under Management Annual Fees $0 - $25,000,000 0.75% $25,000,001 - $100,000,000 0.60% $100,000,001 - AND UP 0.50%

> These fees are generally negotiable, and the final fee schedule will be memorialized in the client’s advisory agreement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Goldman Sachs & Co. LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $387,843,222
- Discretionary: $236,752,032
- Non-discretionary: $151,091,190

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $916,972 |
| High net worth individuals | 17 | $381,926,250 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $5,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, MA, NY, OK, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- collaborativecapitaladvisors.com

## Changes in the filing (last 12 months)

### June 2026
- Updated its list of owners and control persons (Schedule A).

### March 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Regulatory assets under management went from $0 to $381,905,720.
- Registered or notice-filed in MA, OK.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Collaborative Capital Advisors LLC (CRD 337588): Form ADV filing data as of October 2026.