{
  "crd_number": 337588,
  "slug": "collaborative-capital-advisors-llc-new-york-ny-337588",
  "primary_business_name": "COLLABORATIVE CAPITAL ADVISORS LLC",
  "legal_name": "COLLABORATIVE CAPITAL ADVISORS LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-08-21",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-07-13",
  "carried_forward": false,
  "raum_total": 387843222.0,
  "raum_discretionary": 236752032.0,
  "raum_non_discretionary": 151091190.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 916972.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 381926250.0,
      "count": 17
    },
    "pooled_investment_vehicles": {
      "raum": 5000000.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "MA",
    "NY",
    "OK",
    "PA"
  ],
  "websites": [
    "https://collaborativecapitaladvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337588",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/collaborative-capital-advisors-llc-new-york-ny-337588",
  "display_name": "Collaborative Capital Advisors LLC",
  "summary": "Collaborative Capital Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.",
  "citation": "AdvisorCensus. Collaborative Capital Advisors LLC (CRD 337588): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Collaborative Capital Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Collaborative Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "How much does Collaborative Capital Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 13, 2026 states: Up to $25,000,000: 0.75% a year; $25,000,001 to $100,000,000: 0.6% a year; Above $100,000,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Collaborative Capital Advisors LLC located?",
      "a": "Collaborative Capital Advisors LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Collaborative Capital Advisors LLC registered with the SEC or a state?",
      "a": "Collaborative Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337588."
    },
    {
      "q": "How much does Collaborative Capital Advisors LLC manage?",
      "a": "Collaborative Capital Advisors LLC reports $387,843,222 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (61% discretionary)."
    },
    {
      "q": "What types of clients does Collaborative Capital Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (17); pooled investment vehicles (other than investment companies and business development companies) (1)."
    },
    {
      "q": "Which custodians does Collaborative Capital Advisors LLC use?",
      "a": "Collaborative Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Goldman Sachs & Co. LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Collaborative Capital Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337588"
    },
    {
      "q": "What changed in Collaborative Capital Advisors LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $381,905,720.",
        "Registered or notice-filed in MA, OK.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $25,000,000",
        "rate": "0.75%"
      },
      {
        "band": "$25,000,001 to $100,000,000",
        "rate": "0.6%"
      },
      {
        "band": "Above $100,000,001",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $25,000,000: 0.75% a year",
          "$25,000,001 to $100,000,000: 0.6% a year",
          "Above $100,000,001: 0.5% a year"
        ],
        "quotes": [
          "Total Assets Under Management Annual Fees\n$0 - $25,000,000 0.75%\n$25,000,001 - $100,000,000 0.60%\n$100,000,001 - AND UP 0.50%",
          "These fees are generally negotiable, and the final fee schedule will be memorialized in the client’s advisory agreement."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 25000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 25000001.0,
          "max": 100000000.0,
          "rate_pct": 0.6
        },
        {
          "min": 100000001.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Total Assets Under Management Annual Fees\n$0 - $25,000,000 0.75%\n$25,000,001 - $100,000,000 0.60%\n$100,000,001 - AND UP 0.50%",
      "These fees are generally negotiable, and the final fee schedule will be memorialized in the client’s advisory agreement."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Goldman Sachs & Co. LLC",
      "name_as_filed": "GOLDMAN SACHS & CO. LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/collaborative-capital-advisors-llc-new-york-ny-337588.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 916972.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 17,
      "fewer_than_5": false,
      "raum": 381926250.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 5000000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/337588",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}