# Coletta Capital, LLC

> Coletta Capital, LLC is a state-registered investment advisory firm in Rocky River, OH, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 9, 2026.

- CRD: 322161
- Filed as: COLETTA CAPITAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rocky River, OH
- Filing period: October 2026
- Form ADV filing dated: September 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/322161
- AdvisorCensus page: https://advisorcensus.com/firm/coletta-capital-llc-rocky-river-oh-322161

## Quick answers

**How is Coletta Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Coletta Capital, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Coletta Capital, LLC located?**
Coletta Capital, LLC's principal office is in Rocky River, OH, according to its Form ADV.

**Is Coletta Capital, LLC registered with the SEC or a state?**
Coletta Capital, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 322161.

**How much does Coletta Capital, LLC manage?**
Coletta Capital, LLC reports $7,672,060 in regulatory assets under management in its Form ADV filing dated September 9, 2026 (100% discretionary).

**What types of clients does Coletta Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24); high net worth individuals (1); charitable organizations (1).

**Does Coletta Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/322161

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $7,672,060
- Discretionary: $7,672,060
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $5,303,503 |
| High net worth individuals | 1 | $2,102,934 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 1 | $265,623 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- colettacapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Coletta Capital, LLC (CRD 322161): Form ADV filing data as of October 2026.