# Colefp

> Colefp is a state-registered investment advisory firm in Birmingham, AL, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 132562
- Filed as: COLEFP
- Legal name: Cole Financial Planning and Wealth Management, Inc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Birmingham, AL
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/132562
- AdvisorCensus page: https://advisorcensus.com/firm/colefp-birmingham-al-132562

## Quick answers

**How is Colefp compensated?**
On its Form ADV (Item 5.E, October 2026), Colefp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Colefp located?**
Colefp's principal office is in Birmingham, AL, according to its Form ADV.

**Is Colefp registered with the SEC or a state?**
Colefp is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 132562.

**How much does Colefp manage?**
Colefp reports $89,211,183 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (71% discretionary).

**What types of clients does Colefp serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (27).

**Does Colefp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/132562

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $89,211,183
- Discretionary: $63,683,390
- Non-discretionary: $25,527,793

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $25,884,810 |
| High net worth individuals | 27 | $62,855,084 |
| Corporations or other businesses not listed above | Fewer than 5 | $471,289 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2004 (22 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bsky.app/profile/colefp.bsky.social
- colefp.com
- Facebook @COLEFP
- LinkedIn @COLE-FINANCIAL-PLANNING
- YouTube @COLEFP

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Colefp (CRD 132562): Form ADV filing data as of October 2026.