# Cole Wealth Management, LLC

> Cole Wealth Management, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.

- CRD: 134509
- Filed as: COLE WEALTH MANAGEMENT, LLC
- Also doing business as: COLE WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: May 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/134509
- AdvisorCensus page: https://advisorcensus.com/firm/cole-wealth-management-llc-scottsdale-az-134509

## Quick answers

**How is Cole Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cole Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Cole Wealth Management, LLC located?**
Cole Wealth Management, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Cole Wealth Management, LLC registered with the SEC or a state?**
Cole Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 134509.

**How much does Cole Wealth Management, LLC manage?**
Cole Wealth Management, LLC reports $181,069,922 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (100% discretionary).

**How have Cole Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Cole Wealth Management, LLC: Regulatory assets under management: $125,000,000 in the October 2021 data and $181,069,922 in the October 2026 data, up 45%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cole Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (231); high net worth individuals (49); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Cole Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/134509

**What changed in Cole Wealth Management, LLC's recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in ID, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Minimum annual fee: None

> There is no minimum annual fee and fees may also be negotiable under certain circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $181,069,922
- Discretionary: $181,069,922
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 231 | $73,545,815 |
| High net worth individuals | 49 | $98,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $9,524,107 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, ID, PA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [colewealth.com](https://colewealth.com)
- [colewealthmanagement.com](https://colewealthmanagement.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $125,000,000 | 3 | January 6, 2021 |
| October 2022 | $145,000,000 | 3 | June 27, 2022 |
| October 2023 | $125,000,000 | 3 | February 7, 2023 |
| October 2024 | $143,056,810 | 5 | August 30, 2024 |
| October 2025 | $160,711,758 | 4 | March 28, 2025 |
| October 2026 | $181,069,922 | 4 | May 28, 2026 |

Regulatory assets under management: $125,000,000 in the October 2021 data and $181,069,922 in the October 2026 data, up 45%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in ID, WA.

### April 2026
- Regulatory assets under management went from $160,711,758 to $181,069,922 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cole Wealth Management, LLC (CRD 134509): Form ADV filing data as of October 2026.