# Coldstream Wealth Management

> Coldstream Wealth Management is an SEC-registered investment advisory firm in Bellevue, WA, registered since 1991, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 19, 2026.

- CRD: 108805
- Filed as: COLDSTREAM WEALTH MANAGEMENT
- Legal name: Coldstream Capital Management Inc
- Also doing business as: COLDSTREAM, COLDSTREAM WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bellevue, WA
- Filing period: October 2026
- Form ADV filing dated: August 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108805
- AdvisorCensus page: https://advisorcensus.com/firm/coldstream-wealth-management-bellevue-wa-108805

## Quick answers

**How is Coldstream Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Coldstream Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other.

**Where is Coldstream Wealth Management located?**
Coldstream Wealth Management's principal office is in Bellevue, WA, according to its Form ADV; the September 2026 filing also lists 7 other offices (Schedule D, Section 1.F).

**Is Coldstream Wealth Management registered with the SEC or a state?**
Coldstream Wealth Management is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 108805.

**How much does Coldstream Wealth Management manage?**
Coldstream Wealth Management reports $13,925,235,705 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (98% discretionary).

**How have Coldstream Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Coldstream Wealth Management: Regulatory assets under management: $5,732,346,836 in the October 2021 data and $13,925,235,705 in the October 2026 data, up 143%. Total employees: 91 in October 2021 and 207 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Coldstream Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (2,393); individuals (other than high net worth individuals) (1,806); corporations or other businesses not listed above (131).

**Which custodians does Coldstream Wealth Management use?**
Coldstream Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Coldstream Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108805

**What changed in Coldstream Wealth Management's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $13,925,235,705
- Discretionary: $13,623,767,104
- Non-discretionary: $301,468,601

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1,806 | $774,952,864 |
| High net worth individuals | 2,393 | $11,334,296,733 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $133,137,996 |
| Charitable organizations | 39 | $588,515,718 |
| Corporations or other businesses not listed above | 131 | $1,094,332,394 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 1991 (35 years)
- Employees: 207 total, 166 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, LA, MA, MD, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Bend, OR
- Boise, ID
- Kenai, AK
- Kirkland, WA
- Mercer Island, WA
- Portland, OR
- Seattle, WA

### Websites listed on Form ADV (Item 1.I)
- ascent-cap.com
- coldstream.com
- vimeo.com/user103301279
- Facebook @COLDSTREAMSEA
- LinkedIn @ascent-cap
- LinkedIn @coldstream-capital-management
- X @COLDSTREAMSEA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,732,346,836 | 91 | June 23, 2021 |
| October 2022 | $7,219,304,893 | 100 | March 31, 2022 |
| October 2023 | $6,971,033,394 | 133 | October 2, 2023 |
| October 2024 | $9,661,331,534 | 153 | August 5, 2024 |
| October 2025 | $12,438,532,202 | 195 | June 17, 2025 |
| October 2026 | $13,925,235,705 | 207 | August 19, 2026 |

Regulatory assets under management: $5,732,346,836 in the October 2021 data and $13,925,235,705 in the October 2026 data, up 143%.
Total employees: 91 in October 2021 and 207 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 165 to 166.
- Regulatory assets under management went from $12,438,532,202 to $13,925,235,705 (+12%).
- Added an office in Bend, OR.

### January 2026
- Registered or notice-filed in LA, NJ.
- No longer registered or notice-filed in ME.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Coldstream Wealth Management (CRD 108805): Form ADV filing data as of October 2026.