{ "crd_number": 108805, "slug": "coldstream-wealth-management-bellevue-wa-108805", "primary_business_name": "COLDSTREAM WEALTH MANAGEMENT", "legal_name": "COLDSTREAM CAPITAL MANAGEMENT INC", "dbas": [ "COLDSTREAM", "COLDSTREAM WEALTH MANAGEMENT" ], "city": "Bellevue", "state": "WA", "country": "United States", "cbsa_code": "42660", "metro": { "cbsa_code": "42660", "common_name": "Seattle", "msa_name": "Seattle-Tacoma-Bellevue, WA", "path": "/advisors/wa/seattle" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1991-07-23", "years_registered": 35, "period": "2026-10-01", "filing_date": "2026-08-19", "carried_forward": false, "raum_total": 13925235705.0, "raum_discretionary": 13623767104.0, "raum_non_discretionary": 301468601.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 207, "advisory_employees": 166, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 588515718.0, "count": 39 }, "individuals": { "raum": 774952864.0, "count": 1806 }, "pension_profit_sharing": { "raum": 133137996.0, "count": 17 }, "high_net_worth_individuals": { "raum": 11334296733.0, "count": 2393 }, "corporations_other_businesses": { "raum": 1094332394.0, "count": 131 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "ID", "IL", "LA", "MA", "MD", "MN", "MO", "MT", "NC", "NH", "NJ", "NM", "NV", "NY", "OH", "OR", "PA", "SC", "TN", "TX", "UT", "VA", "WA", "WY" ], "websites": [ "https://ascent-cap.com", "https://coldstream.com", "https://facebook.com/COLDSTREAMSEA", "https://linkedin.com/company/ascent-cap", "https://linkedin.com/company/coldstream-capital-management", "https://twitter.com/COLDSTREAMSEA", "https://vimeo.com/user103301279" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108805", "city_as_filed": "BELLEVUE", "url": "https://advisorcensus.com/firm/coldstream-wealth-management-bellevue-wa-108805", "display_name": "Coldstream Wealth Management", "summary": "Coldstream Wealth Management is an SEC-registered investment advisory firm in Bellevue, WA, registered since 1991, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 19, 2026.", "citation": "AdvisorCensus. Coldstream Wealth Management (CRD 108805): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Coldstream Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Coldstream Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees; other." }, { "q": "Where is Coldstream Wealth Management located?", "a": "Coldstream Wealth Management's principal office is in Bellevue, WA, according to its Form ADV; the September 2026 filing also lists 7 other offices (Schedule D, Section 1.F)." }, { "q": "Is Coldstream Wealth Management registered with the SEC or a state?", "a": "Coldstream Wealth Management is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 108805." }, { "q": "How much does Coldstream Wealth Management manage?", "a": "Coldstream Wealth Management reports $13,925,235,705 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (98% discretionary)." }, { "q": "How have Coldstream Wealth Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Coldstream Wealth Management: Regulatory assets under management: $5,732,346,836 in the October 2021 data and $13,925,235,705 in the October 2026 data, up 143%. Total employees: 91 in October 2021 and 207 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Coldstream Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (2,393); individuals (other than high net worth individuals) (1,806); corporations or other businesses not listed above (131)." }, { "q": "Which custodians does Coldstream Wealth Management use?", "a": "Coldstream Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Coldstream Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108805" }, { "q": "What changed in Coldstream Wealth Management's recent Form ADV filings?", "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5732346836.0, "total_employees": 91, "filing_date": "2021-06-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 7219304893.0, "total_employees": 100, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 6971033394.0, "total_employees": 133, "filing_date": "2023-10-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 9661331534.0, "total_employees": 153, "filing_date": "2024-08-05" }, { "period": "2025-10-01", "regulatory_assets_under_management": 12438532202.0, "total_employees": 195, "filing_date": "2025-06-17" }, { "period": "2026-10-01", "regulatory_assets_under_management": 13925235705.0, "total_employees": 207, "filing_date": "2026-08-19" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 165 to 166.", "Regulatory assets under management went from $12,438,532,202 to $13,925,235,705 (+12%).", "Added an office in Bend, OR." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Registered or notice-filed in LA, NJ.", "No longer registered or notice-filed in ME." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/coldstream-wealth-management-bellevue-wa-108805.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1806, "fewer_than_5": false, "raum": 774952864.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 2393, "fewer_than_5": false, "raum": 11334296733.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 17, "fewer_than_5": false, "raum": 133137996.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 39, "fewer_than_5": false, "raum": 588515718.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 131, "fewer_than_5": false, "raum": 1094332394.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/108805", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }