{ "crd_number": 338182, "slug": "colab-capital-st-george-ut-338182", "primary_business_name": "COLAB CAPITAL", "legal_name": "COLAB CAPITAL, LLC", "dbas": [], "city": "St. George", "state": "UT", "country": "United States", "cbsa_code": "41100", "metro": { "cbsa_code": "41100", "common_name": "St. George", "msa_name": "St. George, UT", "path": "/advisors/ut/st-george" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-12-03", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-04-06", "carried_forward": false, "raum_total": 1371882.0, "raum_discretionary": 1371882.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 2, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "high_net_worth_individuals": { "raum": 1371882.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "UT" ], "websites": [ "https://colab-capital.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338182", "city_as_filed": "ST. GEORGE", "url": "https://advisorcensus.com/firm/colab-capital-st-george-ut-338182", "display_name": "Colab Capital", "summary": "Colab Capital is an SEC-registered investment advisory firm in St. George, UT, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 6, 2026.", "citation": "AdvisorCensus. Colab Capital (CRD 338182): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Colab Capital compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Colab Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "What does Colab Capital's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated April 6, 2026 states: Up to $2,499,999: 1.75% a year; $2,500,000 to $5,000,000: 1.5% a year; Above $5,000,001: 1.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Colab Capital located?", "a": "Colab Capital's principal office is in St. George, UT, according to its Form ADV." }, { "q": "Is Colab Capital registered with the SEC or a state?", "a": "Colab Capital is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338182." }, { "q": "How much does Colab Capital manage?", "a": "Colab Capital reports $1,371,882 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary)." }, { "q": "Does Colab Capital report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338182" }, { "q": "What changed in Colab Capital's recent Form ADV filings?", "a": "In the May 2026 filing data: Regulatory assets under management went from $0 to $1,371,882." } ], "filing_history": [], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Regulatory assets under management went from $0 to $1,371,882." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated April 6, 2026", "tiers": [ { "band": "Up to $2,499,999", "rate": "1.75%" }, { "band": "$2,500,000 to $5,000,000", "rate": "1.5%" }, { "band": "Above $5,000,001", "rate": "1.25%" } ], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Fee schedule", "statements": [ "Up to $2,499,999: 1.75% a year", "$2,500,000 to $5,000,000: 1.5% a year", "Above $5,000,001: 1.25% a year" ], "quotes": [ "Market Value of Client Assets Max Annual Advisory Fee \nLess than $2,500,000 1.75% \n$2,500,000 to $5,000,000 1.50% \n$5,000,001 or more 1.25%" ] } ], "quotes": [ "Market Value of Client Assets Max Annual Advisory Fee \nLess than $2,500,000 1.75% \n$2,500,000 to $5,000,000 1.50% \n$5,000,001 or more 1.25%" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/colab-capital-st-george-ut-338182.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 1371882.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/338182", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }