# Cohen Capital

> Cohen Capital is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 4, 2026.

- CRD: 339112
- Filed as: COHEN CAPITAL
- Legal name: Cohen Capital Advisors, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: May 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339112
- AdvisorCensus page: https://advisorcensus.com/firm/cohen-capital-chicago-il-339112

## Quick answers

**How is Cohen Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Cohen Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Cohen Capital's brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 4, 2026 states: Asset-based fee: 0.75% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Cohen Capital located?**
Cohen Capital's principal office is in Chicago, IL, according to its Form ADV.

**Is Cohen Capital registered with the SEC or a state?**
Cohen Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339112.

**How much does Cohen Capital manage?**
Cohen Capital reports $1,100,714,851 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (86% discretionary).

**What types of clients does Cohen Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (980); individuals (other than high net worth individuals) (477); pension and profit sharing plans (but not the plan participants or government pension plans) (17).

**Which custodians does Cohen Capital use?**
Cohen Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Cohen Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339112

**What changed in Cohen Capital's recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 5 to 7. Regulatory assets under management went from $0 to $1,100,714,851. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated May 4, 2026)

- Asset-based fee: 0.75% to 2% a year (a range, as the brochure states it)

> Wealth management fees range from 0.75% to 2.00% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.

- Minimum annual fee: $10,000

> The Advisor has a minimum annual fee of $10,000.

> Cohen Capital generally does not impose a minimum relationship size, but does have a minimum annual fee of $10,000, which may be reduced at the sole discretion of the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,100,714,851
- Discretionary: $951,367,645
- Non-discretionary: $149,347,206

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 477 | $108,458,269 |
| High net worth individuals | 980 | $980,197,992 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $5,614,343 |
| Charitable organizations | 2 | $3,745,889 |
| Corporations or other businesses not listed above | 2 | $2,698,358 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 11 total, 7 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, IL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- coheninvest.com

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 5 to 7.
- Regulatory assets under management went from $0 to $1,100,714,851.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Newly registered with the SEC.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cohen Capital (CRD 339112): Form ADV filing data as of October 2026.