{
  "crd_number": 339112,
  "slug": "cohen-capital-chicago-il-339112",
  "primary_business_name": "COHEN CAPITAL",
  "legal_name": "COHEN CAPITAL ADVISORS, LLC",
  "dbas": [],
  "city": "Chicago",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-01-09",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-05-04",
  "carried_forward": false,
  "raum_total": 1100714851.0,
  "raum_discretionary": 951367645.0,
  "raum_non_discretionary": 149347206.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 11,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3745889.0,
      "count": 2,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 108458269.0,
      "count": 477
    },
    "pension_profit_sharing": {
      "raum": 5614343.0,
      "count": 17
    },
    "high_net_worth_individuals": {
      "raum": 980197992.0,
      "count": 980
    },
    "corporations_other_businesses": {
      "raum": 2698358.0,
      "count": 2,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "IL",
    "TX"
  ],
  "websites": [
    "https://coheninvest.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339112",
  "city_as_filed": "CHICAGO",
  "url": "https://advisorcensus.com/firm/cohen-capital-chicago-il-339112",
  "display_name": "Cohen Capital",
  "summary": "Cohen Capital is an SEC-registered investment advisory firm in Chicago, IL, registered since 2026, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 4, 2026.",
  "citation": "AdvisorCensus. Cohen Capital (CRD 339112): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Cohen Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Cohen Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Cohen Capital's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated May 4, 2026 states: Asset-based fee: 0.75% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Cohen Capital located?",
      "a": "Cohen Capital's principal office is in Chicago, IL, according to its Form ADV."
    },
    {
      "q": "Is Cohen Capital registered with the SEC or a state?",
      "a": "Cohen Capital is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339112."
    },
    {
      "q": "How much does Cohen Capital manage?",
      "a": "Cohen Capital reports $1,100,714,851 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (86% discretionary)."
    },
    {
      "q": "What types of clients does Cohen Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (980); individuals (other than high net worth individuals) (477); pension and profit sharing plans (but not the plan participants or government pension plans) (17)."
    },
    {
      "q": "Which custodians does Cohen Capital use?",
      "a": "Cohen Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Cohen Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339112"
    },
    {
      "q": "What changed in Cohen Capital's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Employees performing advisory functions went from 5 to 7. Regulatory assets under management went from $0 to $1,100,714,851. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Employees performing advisory functions went from 5 to 7.",
        "Regulatory assets under management went from $0 to $1,100,714,851.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Newly registered with the SEC.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 4, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.75% to 2% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$10,000",
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.75% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Wealth management fees range from 0.75% to 2.00% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $10,000"
        ],
        "quotes": [
          "The Advisor has a minimum annual fee of $10,000.",
          "Cohen Capital generally does not impose a minimum relationship size, but does have a minimum annual fee of $10,000, which may be reduced at the sole discretion of the Advisor."
        ]
      }
    ],
    "quotes": [
      "Wealth management fees range from 0.75% to 2.00% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship with the Advisor.",
      "The Advisor has a minimum annual fee of $10,000.",
      "Cohen Capital generally does not impose a minimum relationship size, but does have a minimum annual fee of $10,000, which may be reduced at the sole discretion of the Advisor."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/cohen-capital-chicago-il-339112.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 477,
      "fewer_than_5": false,
      "raum": 108458269.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 980,
      "fewer_than_5": false,
      "raum": 980197992.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 17,
      "fewer_than_5": false,
      "raum": 5614343.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": true,
      "raum": 3745889.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": true,
      "raum": 2698358.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/339112",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}