# Cocozza Financial Planning, Ltd.

> Cocozza Financial Planning, Ltd. is a state-registered investment advisory firm, registered since 2000, with no regulatory assets under management reported in its Form ADV filing dated March 30, 2026.

- CRD: 117316
- Filed as: COCOZZA FINANCIAL PLANNING, LTD.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Virginia
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117316
- AdvisorCensus page: https://advisorcensus.com/firm/cocozza-financial-planning-ltd-117316

## Quick answers

**How is Cocozza Financial Planning, Ltd. compensated?**
On its Form ADV (Item 5.E, October 2026), Cocozza Financial Planning, Ltd. reports these compensation arrangements: hourly charges.

**Is Cocozza Financial Planning, Ltd. registered with the SEC or a state?**
Cocozza Financial Planning, Ltd. is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 117316.

**What types of clients does Cocozza Financial Planning, Ltd. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (25).

**Does Cocozza Financial Planning, Ltd. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117316

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $0 |
| High net worth individuals | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2000 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cocozza Financial Planning, Ltd. (CRD 117316): Form ADV filing data as of October 2026.