{
  "crd_number": 327867,
  "slug": "coastal-wealth-management-new-york-ny-327867",
  "primary_business_name": "COASTAL WEALTH MANAGEMENT",
  "legal_name": "COASTAL PRIVATE WEALTH MANAGEMENT LLC",
  "dbas": [
    "CASEY & GALO WEALTH MANAGEMENT"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-08-31",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-09-05",
  "carried_forward": false,
  "raum_total": 45108910.0,
  "raum_discretionary": 45108910.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 45108910.0,
      "count": 32
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "CT",
    "NJ",
    "NY"
  ],
  "websites": [
    "https://coastalprivatewealthmgmt.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327867",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/coastal-wealth-management-new-york-ny-327867",
  "display_name": "Coastal Wealth Management",
  "summary": "Coastal Wealth Management is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 5, 2026.",
  "citation": "AdvisorCensus. Coastal Wealth Management (CRD 327867): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Coastal Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Coastal Wealth Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Coastal Wealth Management located?",
      "a": "Coastal Wealth Management's principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Coastal Wealth Management registered with the SEC or a state?",
      "a": "Coastal Wealth Management is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327867."
    },
    {
      "q": "How much does Coastal Wealth Management manage?",
      "a": "Coastal Wealth Management reports $45,108,910 in regulatory assets under management in its Form ADV filing dated September 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Coastal Wealth Management's assets and staff changed since 2023?",
      "a": "In the Form ADV data for Coastal Wealth Management: Regulatory assets under management: $0 in the October 2023 data and $45,108,910 in the October 2026 data. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Coastal Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (32)."
    },
    {
      "q": "Which custodians does Coastal Wealth Management use?",
      "a": "Coastal Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RIA Custodian as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Coastal Wealth Management report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327867"
    },
    {
      "q": "What changed in Coastal Wealth Management's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Added the business name Casey & Galo Wealth Management."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 1,
      "filing_date": "2023-08-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 31240000.0,
      "total_employees": 1,
      "filing_date": "2024-01-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 34178746.0,
      "total_employees": 1,
      "filing_date": "2025-02-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 45108910.0,
      "total_employees": 1,
      "filing_date": "2026-09-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Added the business name Casey & Galo Wealth Management."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 1."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $34,178,746 to $45,108,910 (+32%).",
        "Registered or notice-filed in CA."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 1 to 2."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "RIA Custodian",
      "name_as_filed": "RIA CUSTODIAN",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/coastal-wealth-management-new-york-ny-327867.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 32,
      "fewer_than_5": false,
      "raum": 45108910.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327867",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}