# CM Financial Advisors, LLC

> CM Financial Advisors, LLC is a state-registered investment advisory firm in Rocky Hill, CT, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 109991
- Filed as: CM FINANCIAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rocky Hill, CT
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/109991
- AdvisorCensus page: https://advisorcensus.com/firm/cm-financial-advisors-llc-rocky-hill-ct-109991

## Quick answers

**How is CM Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CM Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CM Financial Advisors, LLC located?**
CM Financial Advisors, LLC's principal office is in Rocky Hill, CT, according to its Form ADV.

**Is CM Financial Advisors, LLC registered with the SEC or a state?**
CM Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 109991.

**How much does CM Financial Advisors, LLC manage?**
CM Financial Advisors, LLC reports $47,850,529 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary).

**What types of clients does CM Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (88).

**Does CM Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/109991

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $47,850,529
- Discretionary: $47,850,529
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 88 | $47,850,529 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CM Financial Advisors, LLC (CRD 109991): Form ADV filing data as of October 2026.