# Clsa Americas, LLC

> Clsa Americas, LLC is a state-registered investment advisory firm in New York, NY, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated June 8, 2026.

- CRD: 165533
- Filed as: CLSA AMERICAS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165533
- AdvisorCensus page: https://advisorcensus.com/firm/clsa-americas-llc-new-york-ny-165533

## Quick answers

**How is Clsa Americas, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Clsa Americas, LLC reports these compensation arrangements: commissions; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Clsa Americas, LLC located?**
Clsa Americas, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Clsa Americas, LLC registered with the SEC or a state?**
Clsa Americas, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 165533.

**What types of clients does Clsa Americas, LLC serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (121); state or municipal government entities (including government pension plans) (2).

**Does Clsa Americas, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165533

## From the Form ADV filing

### Compensation (Item 5.E)
- Commissions
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 2 | Not reported |
| Other investment advisers | 121 | Not reported |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 61 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165533

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Clsa Americas, LLC (CRD 165533): Form ADV filing data as of October 2026.