{
  "crd_number": 165533,
  "slug": "clsa-americas-llc-new-york-ny-165533",
  "primary_business_name": "CLSA AMERICAS, LLC",
  "legal_name": "CLSA AMERICAS, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2019-01-01",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-06-08",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": 61,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 2
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 121
    },
    "high_net_worth_individuals": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "commissions",
    "other"
  ],
  "advisory_activities": [
    "other"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA",
    "CT",
    "TX"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165533",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/clsa-americas-llc-new-york-ny-165533",
  "display_name": "Clsa Americas, LLC",
  "summary": "Clsa Americas, LLC is a state-registered investment advisory firm in New York, NY, registered since 2019, with no regulatory assets under management reported in its Form ADV filing dated June 8, 2026.",
  "citation": "AdvisorCensus. Clsa Americas, LLC (CRD 165533): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "Commissions",
    "Other"
  ],
  "advisory_activity_labels": [
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Clsa Americas, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Clsa Americas, LLC reports these compensation arrangements: commissions; other. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Clsa Americas, LLC located?",
      "a": "Clsa Americas, LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Clsa Americas, LLC registered with the SEC or a state?",
      "a": "Clsa Americas, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 165533."
    },
    {
      "q": "What types of clients does Clsa Americas, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: other investment advisers (121); state or municipal government entities (including government pension plans) (2)."
    },
    {
      "q": "Does Clsa Americas, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165533"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/clsa-americas-llc-new-york-ny-165533.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 2,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 121,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165533",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}