# Closed Loop Capital Management

> Closed Loop Capital Management is an SEC-registered investment advisory firm in New York, NY, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 307079
- Filed as: CLOSED LOOP CAPITAL MANAGEMENT
- Legal name: Closed Loop Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/307079
- AdvisorCensus page: https://advisorcensus.com/firm/closed-loop-capital-management-new-york-ny-307079

## Quick answers

**How is Closed Loop Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Closed Loop Capital Management reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Closed Loop Capital Management located?**
Closed Loop Capital Management's principal office is in New York, NY, according to its Form ADV.

**Is Closed Loop Capital Management registered with the SEC or a state?**
Closed Loop Capital Management is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 307079.

**How much does Closed Loop Capital Management manage?**
Closed Loop Capital Management reports $466,385,930 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (90% discretionary).

**How have Closed Loop Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Closed Loop Capital Management: Regulatory assets under management: $164,826,789 in the October 2021 data and $466,385,930 in the October 2026 data, up 183%. Total employees: 21 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Closed Loop Capital Management serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12).

**Does Closed Loop Capital Management report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307079

**What changed in Closed Loop Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 13 to 23. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $466,385,930
- Discretionary: $420,735,984
- Non-discretionary: $45,649,946

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 12 | $466,385,930 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 35 total, 23 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/307079

### Websites listed on Form ADV (Item 1.I)
- closedlooppartners.com
- LinkedIn @closed-loop-partners
- X @LoopFund

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $164,826,789 | 21 | March 28, 2021 |
| October 2022 | $365,112,826 | 27 | August 16, 2022 |
| October 2023 | $448,144,893 | 33 | April 28, 2023 |
| October 2024 | $492,261,307 | 27 | May 29, 2024 |
| October 2025 | $477,145,042 | 25 | May 23, 2025 |
| October 2026 | $466,385,930 | 35 | May 26, 2026 |

Regulatory assets under management: $164,826,789 in the October 2021 data and $466,385,930 in the October 2026 data, up 183%.
Total employees: 21 in October 2021 and 35 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 13 to 23.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Closed Loop Capital Management (CRD 307079): Form ADV filing data as of October 2026.