{
  "crd_number": 120286,
  "slug": "clientfirst-wealth-management-llc-little-rock-ar-120286",
  "primary_business_name": "CLIENTFIRST WEALTH MANAGEMENT, LLC",
  "legal_name": "CLIENTFIRST WEALTH MANAGEMENT, LLC",
  "dbas": [
    "CLIENTFIRST WEALTH, LEGACY & ESTATE PLANNING"
  ],
  "city": "Little Rock",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "30780",
  "metro": {
    "cbsa_code": "30780",
    "common_name": "Little Rock",
    "msa_name": "Little Rock-North Little Rock-Conway, AR",
    "path": "/advisors/ar/little-rock"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-03-26",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-05-27",
  "carried_forward": false,
  "raum_total": 302840183.0,
  "raum_discretionary": 302840183.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 3851854.0,
      "count": 9
    },
    "high_net_worth_individuals": {
      "raum": 298988329.0,
      "count": 45
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "TX"
  ],
  "websites": [
    "https://clientfirstwm.com",
    "https://facebook.com/people/ClientFirst-Wealth-Legacy-Estate-Planning/61562521244018",
    "https://linkedin.com/company/clientfirst-wealth-legacy-estate/posts?feedView=all",
    "https://vimeo.com/clientfirst",
    "https://youtube.com/@ClientFirstWealthMgt"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120286",
  "city_as_filed": "LITTLE ROCK",
  "url": "https://advisorcensus.com/firm/clientfirst-wealth-management-llc-little-rock-ar-120286",
  "display_name": "Clientfirst Wealth Management, LLC",
  "summary": "Clientfirst Wealth Management, LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 27, 2026.",
  "citation": "AdvisorCensus. Clientfirst Wealth Management, LLC (CRD 120286): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Clientfirst Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Clientfirst Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Clientfirst Wealth Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated May 27, 2026 states: Subscription: $4,800 a year (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Clientfirst Wealth Management, LLC located?",
      "a": "Clientfirst Wealth Management, LLC's principal office is in Little Rock, AR, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Clientfirst Wealth Management, LLC registered with the SEC or a state?",
      "a": "Clientfirst Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 120286."
    },
    {
      "q": "How much does Clientfirst Wealth Management, LLC manage?",
      "a": "Clientfirst Wealth Management, LLC reports $302,840,183 in regulatory assets under management in its Form ADV filing dated May 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Clientfirst Wealth Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Clientfirst Wealth Management, LLC: Regulatory assets under management: $197,250,506 in the October 2021 data and $302,840,183 in the October 2026 data, up 54%. Total employees: 1 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Clientfirst Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (45); individuals (other than high net worth individuals) (9)."
    },
    {
      "q": "Which custodians does Clientfirst Wealth Management, LLC use?",
      "a": "Clientfirst Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Clientfirst Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120286"
    },
    {
      "q": "What changed in Clientfirst Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added the business name Clientfirst Wealth, Legacy & Estate Planning. Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $264,742,747 to $302,840,183 (+14%). Added an office in Fort Worth, TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 197250506.0,
      "total_employees": 1,
      "filing_date": "2021-06-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 229937442.0,
      "total_employees": 1,
      "filing_date": "2022-03-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 219948548.0,
      "total_employees": 1,
      "filing_date": "2023-03-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 221586588.0,
      "total_employees": 2,
      "filing_date": "2024-04-08"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 264742747.0,
      "total_employees": 2,
      "filing_date": "2025-04-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 302840183.0,
      "total_employees": 4,
      "filing_date": "2026-05-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name Clientfirst Wealth, Legacy & Estate Planning.",
        "Employees performing advisory functions went from 1 to 2.",
        "Regulatory assets under management went from $264,742,747 to $302,840,183 (+14%).",
        "Added an office in Fort Worth, TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $4,800 a year (financial planning services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $4,800 a year (financial planning services)"
        ],
        "quotes": [
          "The fee for financial planning services typically starts at $4,800 per year, billed in monthly installments, and charged monthly in arrears"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": 4800.0,
          "min": null,
          "max": null,
          "period": "annual",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "The fee for financial planning services typically starts at $4,800 per year, billed in monthly installments, and charged monthly in arrears"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/clientfirst-wealth-management-llc-little-rock-ar-120286.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 9,
      "fewer_than_5": false,
      "raum": 3851854.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 45,
      "fewer_than_5": false,
      "raum": 298988329.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120286",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}