# Client First Capital, LLC

> Client First Capital, LLC is an SEC-registered investment advisory firm in San Diego, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 300684
- Filed as: CLIENT FIRST CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300684
- AdvisorCensus page: https://advisorcensus.com/firm/client-first-capital-llc-san-diego-ca-300684

## Quick answers

**How is Client First Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Client First Capital, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Client First Capital, LLC located?**
Client First Capital, LLC's principal office is in San Diego, CA, according to its Form ADV.

**Is Client First Capital, LLC registered with the SEC or a state?**
Client First Capital, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 300684.

**How much does Client First Capital, LLC manage?**
Client First Capital, LLC reports $269,676,993 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (96% discretionary).

**How have Client First Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for Client First Capital, LLC: Regulatory assets under management: $202,800,117 in the October 2021 data and $269,676,993 in the October 2026 data, up 33%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Client First Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (64); individuals (other than high net worth individuals) (9).

**Which custodians does Client First Capital, LLC use?**
Client First Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Client First Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300684

**What changed in Client First Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $236,752,120 to $269,676,993 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $269,676,993
- Discretionary: $259,696,974
- Non-discretionary: $9,980,019

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,982,190 |
| High net worth individuals | 64 | $266,694,803 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- clientfirstcap.com
- LinkedIn @clientfirstcap
- YouTube @ClientFirstCapitalLearning

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $202,800,117 | 3 | July 22, 2021 |
| October 2022 | $215,614,647 | 4 | September 30, 2022 |
| October 2023 | $187,954,362 | 3 | March 14, 2023 |
| October 2024 | $192,959,718 | 4 | February 28, 2024 |
| October 2025 | $236,752,120 | 5 | March 11, 2025 |
| October 2026 | $269,676,993 | 4 | March 23, 2026 |

Regulatory assets under management: $202,800,117 in the October 2021 data and $269,676,993 in the October 2026 data, up 33%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $236,752,120 to $269,676,993 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Client First Capital, LLC (CRD 300684): Form ADV filing data as of October 2026.