{ "crd_number": 140373, "slug": "client-centered-cross-border-private-wealth-advisory-khlong-tan-khlong-toei-bangkok-140373", "primary_business_name": "CLIENT-CENTERED CROSS-BORDER PRIVATE WEALTH ADVISORY", "legal_name": "CLIENT-CENTERED CROSS-BORDER FINANCIAL PLANNING LTD.", "dbas": [], "city": "Khlong Tan, Khlong Toei, Bangkok", "state": null, "country": "Thailand", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-06-05", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-21", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 3, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 0.0, "count": 10 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 0.0, "count": 34 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "other" ], "advisory_activities": [ "financial_planning", "other" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "OH" ], "websites": [ "https://expatfocusedplanning.com/lander", "https://linkedin.com/in/chadcreveling", "https://linkedin.com/in/matthew-stevens-aa802582?originalSubdomain=th", "https://linkedin.com/in/peggycreveling" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140373", "city_as_filed": "KHLONG TAN, KHLONG TOEI, BANGKOK", "url": "https://advisorcensus.com/firm/client-centered-cross-border-private-wealth-advisory-khlong-tan-khlong-toei-bangkok-140373", "display_name": "Client-Centered Cross-Border Private Wealth Advisory", "summary": "Client-Centered Cross-Border Private Wealth Advisory is an SEC-registered investment advisory firm in Khlong Tan, Khlong Toei, Bangkok, Thailand, registered since 2006, with no regulatory assets under management reported in its Form ADV filing dated March 21, 2026.", "citation": "AdvisorCensus. Client-Centered Cross-Border Private Wealth Advisory (CRD 140373): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Other" ], "quick_answers": [ { "q": "How is Client-Centered Cross-Border Private Wealth Advisory compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Client-Centered Cross-Border Private Wealth Advisory reports these compensation arrangements: fixed fees (other than subscription fees); other." }, { "q": "How much does Client-Centered Cross-Border Private Wealth Advisory charge?", "a": "Its Form ADV Part 2A brochure dated March 21, 2026 states: Up to $1,000,000: 1.2% a year; $1,000,001 to $3,000,000: 0.75% a year; $3,000,001 to $5,000,000: 0.5% a year; Above $5,000,001: 0.3% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Client-Centered Cross-Border Private Wealth Advisory located?", "a": "Client-Centered Cross-Border Private Wealth Advisory's principal office is in Khlong Tan, Khlong Toei, Bangkok, Thailand, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Client-Centered Cross-Border Private Wealth Advisory registered with the SEC or a state?", "a": "Client-Centered Cross-Border Private Wealth Advisory is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 140373." }, { "q": "How have Client-Centered Cross-Border Private Wealth Advisory's assets and staff changed since 2021?", "a": "In the Form ADV data for Client-Centered Cross-Border Private Wealth Advisory: Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Client-Centered Cross-Border Private Wealth Advisory serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (34); individuals (other than high net worth individuals) (10)." }, { "q": "Does Client-Centered Cross-Border Private Wealth Advisory report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140373" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2021-03-15" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2022-02-09" }, { "period": "2023-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2023-02-01" }, { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": 2, "filing_date": "2024-04-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2025-01-15" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": 3, "filing_date": "2026-03-21" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 21, 2026", "provided_by_the_firm": false, "tiers": [ { "band": "Up to $1,000,000", "rate": "1.2%" }, { "band": "$1,000,001 to $3,000,000", "rate": "0.75%" }, { "band": "$3,000,001 to $5,000,000", "rate": "0.5%" }, { "band": "Above $5,000,001", "rate": "0.3%" } ], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Fee schedule", "statements": [ "Up to $1,000,000: 1.2% a year", "$1,000,001 to $3,000,000: 0.75% a year", "$3,000,001 to $5,000,000: 0.5% a year", "Above $5,000,001: 0.3% a year" ], "quotes": [ "For Wealth Advisory Services, fees are calculated and billed in advance on a quarterly basis based on the following fee schedule, which is applied to the Assets Under Advisement as indicated in Exhibit B or Appendix A of the Wealth Advisory Service Agreement. Advisory fees are deducted from client assets unless other payment arrangements are agreed upon.", "The first USD 1,000,000 1.20% From USD 1,000,001–USD 3,000,000 0.75% From USD 3,000,001–USD 5,000,000 0.50% The portion over USD 5,000,000 0.30%" ] } ], "values": { "tiers": [ { "min": 0.0, "max": 1000000.0, "rate_pct": 1.2 }, { "min": 1000001.0, "max": 3000000.0, "rate_pct": 0.75 }, { "min": 3000001.0, "max": 5000000.0, "rate_pct": 0.5 }, { "min": 5000001.0, "max": null, "rate_pct": 0.3 } ], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "For Wealth Advisory Services, fees are calculated and billed in advance on a quarterly basis based on the following fee schedule, which is applied to the Assets Under Advisement as indicated in Exhibit B or Appendix A of the Wealth Advisory Service Agreement. Advisory fees are deducted from client assets unless other payment arrangements are agreed upon.", "The first USD 1,000,000 1.20% From USD 1,000,001–USD 3,000,000 0.75% From USD 3,000,001–USD 5,000,000 0.50% The portion over USD 5,000,000 0.30%" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/client-centered-cross-border-private-wealth-advisory-khlong-tan-khlong-toei-bangkok-140373.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 10, "fewer_than_5": false, "raum": 0.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 34, "fewer_than_5": false, "raum": 0.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140373", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }