# CLG LLC

> CLG LLC is an SEC-registered investment advisory firm in Long Beach, CA, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 282605
- Also doing business as: CLG WEALTH MANAGEMENT, COPIAM ASSET MANAGEMENT, LEGACY FINANCIAL, MORAN, HEISING, MCELRAVEY & SOWDER LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Long Beach, CA
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282605
- AdvisorCensus page: https://advisorcensus.com/firm/clg-llc-long-beach-ca-282605

## Quick answers

**How is CLG LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CLG LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other.

**How much does CLG LLC charge?**
Its Form ADV Part 2A brochure dated August 3, 2026 states: Flat fee: $500 to $10,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is CLG LLC located?**
CLG LLC's principal office is in Long Beach, CA, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is CLG LLC registered with the SEC or a state?**
CLG LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 282605.

**How much does CLG LLC manage?**
CLG LLC reports $1,123,681,197 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (98% discretionary).

**How have CLG LLC's assets and staff changed since 2021?**
In the Form ADV data for CLG LLC: Regulatory assets under management: $359,166,963 in the October 2021 data and $1,123,681,197 in the October 2026 data, up 213%. Total employees: 26 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CLG LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (745); high net worth individuals (689); corporations or other businesses not listed above (14).

**Which custodians does CLG LLC use?**
CLG LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does CLG LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282605

**What changed in CLG LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 20 to 23. Regulatory assets under management went from $953,822,025 to $1,123,681,197 (+18%). Registered or notice-filed in OK. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated August 3, 2026)

- Flat fee: $500 to $10,000 (financial planning and consulting services)

> Flat fees range from $500 to $10,000. Recurring fees will not exceed $2,500

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,123,681,197
- Discretionary: $1,103,755,772
- Non-discretionary: $19,925,425

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 745 | $260,793,762 |
| High net worth individuals | 689 | $840,409,335 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,383,012 |
| Charitable organizations | Fewer than 5 | $2,285,345 |
| Corporations or other businesses not listed above | 14 | $17,809,743 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 35 total, 23 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, ID, IL, LA, MI, MO, NC, NE, NH, NM, NV, NY, OK, OR, SC, TN, TX, UT, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Cerritos, CA
- Murrieta, CA
- Torrance, CA

### Websites listed on Form ADV (Item 1.I)
- clgwm.com
- Facebook @CLGWEALTHMANAGEMENT
- LinkedIn @CARTWRIGHT-LEGACY-GROUP
- X @CLGWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $359,166,963 | 26 | July 6, 2021 |
| October 2022 | $465,136,638 | 22 | April 21, 2022 |
| October 2023 | $452,844,930 | 24 | September 22, 2023 |
| October 2024 | $800,607,631 | 26 | August 13, 2024 |
| October 2025 | $953,822,025 | 22 | July 8, 2025 |
| October 2026 | $1,123,681,197 | 35 | August 3, 2026 |

Regulatory assets under management: $359,166,963 in the October 2021 data and $1,123,681,197 in the October 2026 data, up 213%.
Total employees: 26 in October 2021 and 35 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 20 to 23.
- Regulatory assets under management went from $953,822,025 to $1,123,681,197 (+18%).
- Registered or notice-filed in OK.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Changed its office addresses in Murrieta, CA.
- No longer registered or notice-filed in OK.

### December 2025
- No longer lists an office in Ukiah, CA.

### November 2025
- Added the business name Copiam Asset Management.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CLG LLC (CRD 282605): Form ADV filing data as of October 2026.