{
  "crd_number": 282605,
  "slug": "clg-llc-long-beach-ca-282605",
  "primary_business_name": "CLG LLC",
  "legal_name": "CLG LLC",
  "dbas": [
    "CLG WEALTH MANAGEMENT",
    "COPIAM ASSET MANAGEMENT",
    "LEGACY FINANCIAL",
    "MORAN, HEISING, MCELRAVEY & SOWDER LLC"
  ],
  "city": "Long Beach",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-09-29",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-08-03",
  "carried_forward": false,
  "raum_total": 1123681197.0,
  "raum_discretionary": 1103755772.0,
  "raum_non_discretionary": 19925425.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 35,
  "advisory_employees": 23,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2285345.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 260793762.0,
      "count": 745
    },
    "pension_profit_sharing": {
      "raum": 2383012.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 840409335.0,
      "count": 689
    },
    "corporations_other_businesses": {
      "raum": 17809743.0,
      "count": 14
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "ID",
    "IL",
    "LA",
    "MI",
    "MO",
    "NC",
    "NE",
    "NH",
    "NM",
    "NV",
    "NY",
    "OK",
    "OR",
    "SC",
    "TN",
    "TX",
    "UT",
    "VA",
    "WA"
  ],
  "websites": [
    "https://clgwm.com",
    "https://facebook.com/CLGWEALTHMANAGEMENT",
    "https://linkedin.com/COMPANY/CARTWRIGHT-LEGACY-GROUP",
    "https://twitter.com/CLGWEALTH"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282605",
  "city_as_filed": "LONG BEACH",
  "url": "https://advisorcensus.com/firm/clg-llc-long-beach-ca-282605",
  "display_name": "CLG LLC",
  "summary": "CLG LLC is an SEC-registered investment advisory firm in Long Beach, CA, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 3, 2026.",
  "citation": "AdvisorCensus. CLG LLC (CRD 282605): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is CLG LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), CLG LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does CLG LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 3, 2026 states: Flat fee: $500 to $10,000 (financial planning and consulting services); Hourly rate: $500 an hour (Retirement Plan Consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is CLG LLC located?",
      "a": "CLG LLC's principal office is in Long Beach, CA, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is CLG LLC registered with the SEC or a state?",
      "a": "CLG LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 282605."
    },
    {
      "q": "How much does CLG LLC manage?",
      "a": "CLG LLC reports $1,123,681,197 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (98% discretionary)."
    },
    {
      "q": "How have CLG LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for CLG LLC: Regulatory assets under management: $359,166,963 in the October 2021 data and $1,123,681,197 in the October 2026 data, up 213%. Total employees: 26 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does CLG LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (745); high net worth individuals (689); corporations or other businesses not listed above (14)."
    },
    {
      "q": "Which custodians does CLG LLC use?",
      "a": "CLG LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does CLG LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282605"
    },
    {
      "q": "What changed in CLG LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 20 to 23. Regulatory assets under management went from $953,822,025 to $1,123,681,197 (+18%). Registered or notice-filed in OK. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 359166963.0,
      "total_employees": 26,
      "filing_date": "2021-07-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 465136638.0,
      "total_employees": 22,
      "filing_date": "2022-04-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 452844930.0,
      "total_employees": 24,
      "filing_date": "2023-09-22"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 800607631.0,
      "total_employees": 26,
      "filing_date": "2024-08-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 953822025.0,
      "total_employees": 22,
      "filing_date": "2025-07-08"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1123681197.0,
      "total_employees": 35,
      "filing_date": "2026-08-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 20 to 23.",
        "Regulatory assets under management went from $953,822,025 to $1,123,681,197 (+18%).",
        "Registered or notice-filed in OK.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Changed its office addresses in Murrieta, CA.",
        "No longer registered or notice-filed in OK."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "No longer lists an office in Ukiah, CA."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Added the business name Copiam Asset Management."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 3, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $500 to $10,000 (financial planning and consulting services)",
      "Hourly rate: $500 an hour (Retirement Plan Consulting services)"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $500 to $10,000 (financial planning and consulting services)"
        ],
        "quotes": [
          "Flat fees range from $500 to $10,000. Recurring fees will not exceed $2,500"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (Retirement Plan Consulting services)"
        ],
        "quotes": [
          "The maximum hourly fee to be charged will not exceed $500. Flat fees range from $500 to $10,000. Fees based on a percentage of managed Plan assets will not exceed 1.50%."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 500.0,
          "max": 10000.0,
          "period": "one_time",
          "service": "financial planning and consulting services"
        },
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Retirement Plan Consulting services"
        }
      ]
    },
    "quotes": [
      "Flat fees range from $500 to $10,000. Recurring fees will not exceed $2,500",
      "The maximum hourly fee to be charged will not exceed $500. Flat fees range from $500 to $10,000. Fees based on a percentage of managed Plan assets will not exceed 1.50%."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/clg-llc-long-beach-ca-282605.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 745,
      "fewer_than_5": false,
      "raum": 260793762.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 689,
      "fewer_than_5": false,
      "raum": 840409335.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 2383012.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 2285345.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 14,
      "fewer_than_5": false,
      "raum": 17809743.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282605",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}