# Cleveland Capital Management, L.L.C.

> Cleveland Capital Management, L.L.C. is an SEC-registered investment advisory firm in Rocky River, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 4, 2026.

- CRD: 341686
- Filed as: CLEVELAND CAPITAL MANAGEMENT, L.L.C.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rocky River, OH
- Filing period: October 2026
- Form ADV filing dated: May 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/341686
- AdvisorCensus page: https://advisorcensus.com/firm/cleveland-capital-management-l-l-c-rocky-river-oh-341686

## Quick answers

**How is Cleveland Capital Management, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Cleveland Capital Management, L.L.C. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cleveland Capital Management, L.L.C. located?**
Cleveland Capital Management, L.L.C.'s principal office is in Rocky River, OH, according to its Form ADV.

**Is Cleveland Capital Management, L.L.C. registered with the SEC or a state?**
Cleveland Capital Management, L.L.C. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 341686.

**How much does Cleveland Capital Management, L.L.C. manage?**
Cleveland Capital Management, L.L.C. reports $215,837,993 in regulatory assets under management in its Form ADV filing dated May 4, 2026 (100% discretionary).

**What types of clients does Cleveland Capital Management, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Cleveland Capital Management, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/341686

**What changed in Cleveland Capital Management, L.L.C.'s recent Form ADV filings?**
In the June 2026 filing data: Regulatory assets under management went from $0 to $215,837,993.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $215,837,993
- Discretionary: $215,837,993
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $215,837,993 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- clevelandcapital.com

## Changes in the filing (last 12 months)

### June 2026
- Regulatory assets under management went from $0 to $215,837,993.

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cleveland Capital Management, L.L.C. (CRD 341686): Form ADV filing data as of October 2026.