# Clelland & Company Inc > Clelland & Company Inc is an SEC-registered investment advisory firm in San Diego, CA, registered since 1989, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026. - CRD: 105406 - Filed as: CLELLAND & COMPANY INC - Legal name: Clelland & Co Inc - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: San Diego, CA - Filing period: October 2026 - Form ADV filing dated: March 23, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105406 - AdvisorCensus page: https://advisorcensus.com/firm/clelland-and-company-inc-san-diego-ca-105406 ## Quick answers **How is Clelland & Company Inc compensated?** On its Form ADV (Item 5.E, October 2026), Clelland & Company Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). **Where is Clelland & Company Inc located?** Clelland & Company Inc's principal office is in San Diego, CA, according to its Form ADV. **Is Clelland & Company Inc registered with the SEC or a state?** Clelland & Company Inc is an SEC-registered investment advisory firm, registered since 1989. Status as filed: Approved. CRD 105406. **How much does Clelland & Company Inc manage?** Clelland & Company Inc reports $465,676,047 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (85% discretionary). **How have Clelland & Company Inc's assets and staff changed since 2021?** In the Form ADV data for Clelland & Company Inc: Regulatory assets under management: $380,000,599 in the October 2021 data and $465,676,047 in the October 2026 data, up 23%. Total employees: 5 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Clelland & Company Inc serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (70); high net worth individuals (25); other (9). **Which custodians does Clelland & Company Inc use?** Clelland & Company Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets. **Does Clelland & Company Inc report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105406 **Does Clelland & Company Inc state an account minimum?** Its Form ADV Part 2A brochure dated March 23, 2026 says: "Our minimum account size is $1,000,000, although under special circumstances, the minimum may be waived." ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026) - Account minimum: $1,000,000 (the brochure says it may be waived or negotiated) > Our minimum account size is $1,000,000, although under special circumstances, the minimum may be waived. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $465,676,047 - Discretionary: $395,127,824 - Non-discretionary: $70,548,223 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 70 | $41,214,061 | | High net worth individuals | 25 | $180,099,768 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $23,262,524 | | Charitable organizations | 5 | $156,273,142 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | Fewer than 5 | $5,285,114 | | Other | 9 | $59,541,438 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Pension consulting services - Selection of other advisers (including private fund managers) ### Firm details - Registered since: 1989 (37 years) - Employees: 3 total, 2 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, CO, OR - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - [clelland.com](https://clelland.com) ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $380,000,599 | 5 | March 29, 2021 | | October 2022 | $392,468,360 | 3 | May 5, 2022 | | October 2023 | $357,023,127 | 3 | March 10, 2023 | | October 2024 | $399,786,719 | 3 | March 15, 2024 | | October 2025 | $432,425,397 | 3 | March 11, 2025 | | October 2026 | $465,676,047 | 3 | March 23, 2026 | Regulatory assets under management: $380,000,599 in the October 2021 data and $465,676,047 in the October 2026 data, up 23%. Total employees: 5 in October 2021 and 3 in October 2026. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Clelland & Company Inc (CRD 105406): Form ADV filing data as of October 2026.