# Clearwave Capital

> Clearwave Capital is an SEC-registered investment advisory firm in Upland, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 337738
- Filed as: CLEARWAVE CAPITAL
- Legal name: Clearwave Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Upland, CA
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337738
- AdvisorCensus page: https://advisorcensus.com/firm/clearwave-capital-upland-ca-337738

## Quick answers

**How is Clearwave Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Clearwave Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions.

**Where is Clearwave Capital located?**
Clearwave Capital's principal office is in Upland, CA, according to its Form ADV.

**Is Clearwave Capital registered with the SEC or a state?**
Clearwave Capital is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337738.

**How much does Clearwave Capital manage?**
Clearwave Capital reports $359,215,149 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (91% discretionary).

**What types of clients does Clearwave Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (233); high net worth individuals (72); corporations or other businesses not listed above (9).

**Which custodians does Clearwave Capital use?**
Clearwave Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Client Group, Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Clearwave Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337738

**What changed in Clearwave Capital's recent Form ADV filings?**
In the December 2025 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Custodians (Schedule D, Section 5.K(3))
- Capital Client Group, Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $359,215,149
- Discretionary: $327,309,565
- Non-discretionary: $31,905,584

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 233 | $68,818,120 |
| High net worth individuals | 72 | $233,281,417 |
| Corporations or other businesses not listed above | 9 | $57,115,612 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- clearwavecap.com
- LinkedIn @clearwave-capital

## Changes in the filing (last 12 months)

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Clearwave Capital (CRD 337738): Form ADV filing data as of October 2026.