# Clearbridge Investment Management Limited

> Clearbridge Investment Management Limited is an SEC-registered investment advisory firm in Edinburgh, United Kingdom, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 139012
- Filed as: CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Edinburgh, United Kingdom
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139012
- AdvisorCensus page: https://advisorcensus.com/firm/clearbridge-investment-management-limited-edinburgh-139012

## Quick answers

**How is Clearbridge Investment Management Limited compensated?**
On its Form ADV (Item 5.E, October 2026), Clearbridge Investment Management Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Clearbridge Investment Management Limited located?**
Clearbridge Investment Management Limited's principal office is in Edinburgh, United Kingdom, according to its Form ADV.

**Is Clearbridge Investment Management Limited registered with the SEC or a state?**
Clearbridge Investment Management Limited is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 139012.

**How much does Clearbridge Investment Management Limited manage?**
Clearbridge Investment Management Limited reports $9,892,865,574 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (93% discretionary).

**How have Clearbridge Investment Management Limited's assets and staff changed since 2021?**
In the Form ADV data for Clearbridge Investment Management Limited: Regulatory assets under management: $6,339,354,155 in the October 2021 data and $9,892,865,574 in the October 2026 data, up 56%. Total employees: 91 in October 2021 and 44 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Clearbridge Investment Management Limited serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4,987); corporations or other businesses not listed above (105); charitable organizations (38).

**Which custodians does Clearbridge Investment Management Limited use?**
Clearbridge Investment Management Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Brown Brothers Harriman & Co, Citibank N.A. Hong Kong Branch, JP Morgan, State Street Bank and Trust Company, The Bank of New York Mellon and The Northern Trust Company as custodians holding 10% or more of its separately managed account assets.

**Does Clearbridge Investment Management Limited report any disciplinary disclosures?**
Reports 7 disclosure items on Form ADV Item 11: yes answers to 7 questions about regulatory matters (11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(1), 11.D(2), 11.D(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139012

**What changed in Clearbridge Investment Management Limited's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Brown Brothers Harriman & Co
- Citibank N.A. Hong Kong Branch
- JP Morgan
- State Street Bank and Trust Company
- The Bank of New York Mellon
- The Northern Trust Company

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $9,892,865,574
- Discretionary: $9,239,915,360
- Non-discretionary: $652,950,214

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4,987 | $1,668,165,781 |
| High net worth individuals | 7 | $40,773,399 |
| Investment companies | 1 | $294,000,207 |
| Pooled investment vehicles (other than investment companies and business development companies) | 16 | $4,744,520,399 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $1,499,738,079 |
| Charitable organizations | 38 | $215,907,623 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $671,668,992 |
| Other investment advisers | 7 | $652,950,214 |
| Insurance companies | Fewer than 5 | $310,204 |
| Corporations or other businesses not listed above | 105 | $104,830,676 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 44 total, 16 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 7 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139012

### Websites listed on Form ADV (Item 1.I)
- clearbridgeinvestments.co.uk
- LinkedIn @martin-currie

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $6,339,354,155 | 91 | June 29, 2021 |
| October 2022 | $7,827,919,749 | 77 | December 13, 2021 |
| October 2023 | $8,669,410,915 | 87 | October 4, 2023 |
| October 2024 | $9,419,032,149 | 81 | April 5, 2024 |
| October 2025 | $9,609,952,276 | 77 | December 13, 2024 |
| October 2026 | $9,892,865,574 | 44 | September 16, 2026 |

Regulatory assets under management: $6,339,354,155 in the October 2021 data and $9,892,865,574 in the October 2026 data, up 56%.
Total employees: 91 in October 2021 and 44 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### September 2026
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Employees performing advisory functions went from 35 to 16.

### December 2025
- Changed its legal name from Martin Currie Investment Management Limited to Clearbridge Investment Management Limited.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Clearbridge Investment Management Limited (CRD 139012): Form ADV filing data as of October 2026.