# CLB Financial

> CLB Financial is a state-registered investment advisory firm, registered since 2004, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 5, 2020.

- CRD: 128323
- Filed as: CLB FINANCIAL
- Legal name: Christopher L. Bakowski
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Connecticut
- Filing period: October 2026
- Form ADV filing dated: December 5, 2020
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128323
- AdvisorCensus page: https://advisorcensus.com/firm/clb-financial-128323

## Quick answers

**How is CLB Financial compensated?**
On its Form ADV (Item 5.E, October 2026), CLB Financial reports these compensation arrangements: a percentage of assets under its management.

**Is CLB Financial registered with the SEC or a state?**
CLB Financial is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 128323.

**How much does CLB Financial manage?**
CLB Financial reports $17,400,000 in regulatory assets under management in its Form ADV filing dated December 5, 2020 (100% discretionary).

**What types of clients does CLB Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14).

**Does CLB Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128323

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $17,400,000
- Discretionary: $17,400,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $17,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2004 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CLB Financial (CRD 128323): Form ADV filing data as of October 2026.