# Clarivest Asset Management LLC

> Clarivest Asset Management LLC is an SEC-registered investment advisory firm in San Diego, CA, registered since 2006, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 139785
- Filed as: CLARIVEST ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139785
- AdvisorCensus page: https://advisorcensus.com/firm/clarivest-asset-management-llc-san-diego-ca-139785

## Quick answers

**How is Clarivest Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Clarivest Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Clarivest Asset Management LLC located?**
Clarivest Asset Management LLC's principal office is in San Diego, CA, according to its Form ADV.

**Is Clarivest Asset Management LLC registered with the SEC or a state?**
Clarivest Asset Management LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 139785.

**How much does Clarivest Asset Management LLC manage?**
Clarivest Asset Management LLC reports $3,048,432,229 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Clarivest Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Clarivest Asset Management LLC: Regulatory assets under management: $3,842,500,000 in the October 2021 data and $3,048,432,229 in the October 2026 data, down 21%. Total employees: 23 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Clarivest Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: other (9); pooled investment vehicles (other than investment companies and business development companies) (7); investment companies (4).

**Which custodians does Clarivest Asset Management LLC use?**
Clarivest Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists US Bank as a custodian holding 10% or more of its separately managed account assets.

**Does Clarivest Asset Management LLC report any disciplinary disclosures?**
Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), 11.D(2) (another regulator's finding of a violation), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139785

**What changed in Clarivest Asset Management LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- US Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,048,432,229
- Discretionary: $3,048,432,229
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $1,967,437,276 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $153,428,169 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $318,331,508 |
| Charitable organizations | 1 | $4,415,542 |
| State or municipal government entities (including government pension plans) | 4 | $601,435,586 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 9 | $3,384,148 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (20 years)
- Employees: 17 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL
- Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139785

### Websites listed on Form ADV (Item 1.I)
- clarivest.com
- LinkedIn @clarivest-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,842,500,000 | 23 | July 7, 2021 |
| October 2022 | $4,145,143,000 | 21 | December 23, 2021 |
| October 2023 | $3,047,949,000 | 22 | December 22, 2022 |
| October 2024 | $2,952,280,422 | 23 | March 11, 2024 |
| October 2025 | $2,548,043,383 | 17 | December 26, 2024 |
| October 2026 | $3,048,432,229 | 17 | June 2, 2026 |

Regulatory assets under management: $3,842,500,000 in the October 2021 data and $3,048,432,229 in the October 2026 data, down 21%.
Total employees: 23 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Regulatory assets under management went from $2,548,043,383 to $3,048,432,229 (+20%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Clarivest Asset Management LLC (CRD 139785): Form ADV filing data as of October 2026.