# Clarity Investments + Planning LLC

> Clarity Investments + Planning LLC is an SEC-registered investment advisory firm in Mount Kisco, NY, registered since 2008, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 148888
- Filed as: CLARITY INVESTMENTS + PLANNING LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mount Kisco, NY
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148888
- AdvisorCensus page: https://advisorcensus.com/firm/clarity-investments-plus-planning-llc-mount-kisco-ny-148888

## Quick answers

**How is Clarity Investments + Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Clarity Investments + Planning LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Clarity Investments + Planning LLC located?**
Clarity Investments + Planning LLC's principal office is in Mount Kisco, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Clarity Investments + Planning LLC registered with the SEC or a state?**
Clarity Investments + Planning LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 148888.

**How much does Clarity Investments + Planning LLC manage?**
Clarity Investments + Planning LLC reports $141,470,960 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (99% discretionary).

**How have Clarity Investments + Planning LLC's assets and staff changed since 2021?**
In the Form ADV data for Clarity Investments + Planning LLC: Regulatory assets under management: $89,459,724 in the October 2021 data and $141,470,960 in the October 2026 data, up 58%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Clarity Investments + Planning LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (42).

**Which custodians does Clarity Investments + Planning LLC use?**
Clarity Investments + Planning LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Clarity Investments + Planning LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148888

**What changed in Clarity Investments + Planning LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $122,497,437 to $141,470,960 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $141,470,960
- Discretionary: $140,438,360
- Non-discretionary: $1,032,600

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $32,189,424 |
| High net worth individuals | 42 | $109,281,536 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (17 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York City, NY

### Websites listed on Form ADV (Item 1.I)
- clarityinv.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $89,459,724 | 1 | March 18, 2021 |
| October 2022 | $96,762,813 | 1 | March 4, 2022 |
| October 2023 | $96,455,758 | 2 | August 23, 2023 |
| October 2024 | $105,894,329 | 2 | March 18, 2024 |
| October 2025 | $122,497,437 | 1 | March 6, 2025 |
| October 2026 | $141,470,960 | 2 | March 24, 2026 |

Regulatory assets under management: $89,459,724 in the October 2021 data and $141,470,960 in the October 2026 data, up 58%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $122,497,437 to $141,470,960 (+15%).

### January 2026
- No longer registered or notice-filed in CA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Clarity Investments + Planning LLC (CRD 148888): Form ADV filing data as of October 2026.