{
  "crd_number": 165868,
  "slug": "claraphi-advisory-network-llc-aliso-viejo-ca-165868",
  "primary_business_name": "CLARAPHI ADVISORY NETWORK, LLC",
  "legal_name": "CLARAPHI ADVISORY NETWORK, LLC",
  "dbas": [
    "ANDALUS CAPITAL",
    "DENIS WONG & ASSOCIATES",
    "FINANCIAL & INSURANCE SERVICES",
    "FINANCIAL ARCHITECTS, INC., TAX ARTISTS",
    "GENTRY WEALTH MANAGEMENT",
    "GF THOMAS ADVISORY GROUP",
    "GLOBAL WEALTH MANAGEMENT",
    "H. L. DINGLE & COMPANY",
    "HACKETT ADVISORY",
    "HERITAGE FINANCIAL SERVICES",
    "LIFE PLAN RETIREMENT PARTNERS, LLC",
    "RJF, INC.",
    "SEELAN WEALTH STRATEGIES, LLC",
    "THOMAS ADVISORY SERVICES, INC.",
    "WINKLER WEALTH"
  ],
  "city": "Aliso Viejo",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-12-04",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2023-12-01",
  "carried_forward": false,
  "raum_total": 382500156.0,
  "raum_discretionary": 382500156.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 234465209.0,
      "count": 1362
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 9981105.0,
      "count": 11
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 126913783.0,
      "count": 105
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 11140059.0,
      "count": 26
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CO"
  ],
  "websites": [
    "https://claraphi.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165868",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "ALISO VIEJO",
  "url": "https://advisorcensus.com/firm/claraphi-advisory-network-llc-aliso-viejo-ca-165868",
  "display_name": "Claraphi Advisory Network, LLC",
  "summary": "Claraphi Advisory Network, LLC is an SEC-registered investment advisory firm in Aliso Viejo, CA, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated December 1, 2023.",
  "citation": "AdvisorCensus. Claraphi Advisory Network, LLC (CRD 165868): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Claraphi Advisory Network, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Claraphi Advisory Network, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Claraphi Advisory Network, LLC located?",
      "a": "Claraphi Advisory Network, LLC's principal office is in Aliso Viejo, CA, according to its Form ADV."
    },
    {
      "q": "Is Claraphi Advisory Network, LLC registered with the SEC or a state?",
      "a": "Claraphi Advisory Network, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 165868."
    },
    {
      "q": "How much does Claraphi Advisory Network, LLC manage?",
      "a": "Claraphi Advisory Network, LLC reports $382,500,156 in regulatory assets under management in its Form ADV filing dated December 1, 2023 (100% discretionary)."
    },
    {
      "q": "How have Claraphi Advisory Network, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Claraphi Advisory Network, LLC: Regulatory assets under management: $1,070,426,042 in the October 2021 data and $382,500,156 in the October 2026 data, down 64%. Total employees: 44 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Claraphi Advisory Network, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,362); high net worth individuals (105); corporations or other businesses not listed above (26)."
    },
    {
      "q": "Does Claraphi Advisory Network, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165868"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1070426042.0,
      "total_employees": 44,
      "filing_date": "2021-07-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 969896457.0,
      "total_employees": 29,
      "filing_date": "2022-08-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 382500156.0,
      "total_employees": 8,
      "filing_date": "2023-05-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 382500156.0,
      "total_employees": 8,
      "filing_date": "2023-12-01"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 382500156.0,
      "total_employees": 8,
      "filing_date": "2023-12-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 382500156.0,
      "total_employees": 8,
      "filing_date": "2023-12-01"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/claraphi-advisory-network-llc-aliso-viejo-ca-165868.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1362,
      "fewer_than_5": false,
      "raum": 234465209.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 105,
      "fewer_than_5": false,
      "raum": 126913783.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 9981105.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 26,
      "fewer_than_5": false,
      "raum": 11140059.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165868",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}