# Circle Wealth Management, LLC

> Circle Wealth Management, LLC is an SEC-registered investment advisory firm in Summit, NJ, registered since 2007, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 142878
- Filed as: CIRCLE WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Summit, NJ
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/142878
- AdvisorCensus page: https://advisorcensus.com/firm/circle-wealth-management-llc-summit-nj-142878

## Quick answers

**How is Circle Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Circle Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Circle Wealth Management, LLC located?**
Circle Wealth Management, LLC's principal office is in Summit, NJ, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Circle Wealth Management, LLC registered with the SEC or a state?**
Circle Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 142878.

**How much does Circle Wealth Management, LLC manage?**
Circle Wealth Management, LLC reports $14,066,392,093 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (67% discretionary).

**How have Circle Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Circle Wealth Management, LLC: Regulatory assets under management: $2,771,148,919 in the October 2021 data and $14,066,392,093 in the October 2026 data, up 408%. Total employees: 13 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Circle Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (349); charitable organizations (31).

**Which custodians does Circle Wealth Management, LLC use?**
Circle Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does Circle Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142878

**Does Circle Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Although we typically require $50 million in investment assets, the determining factor in establishing a relationship with Circle is the client’s fit with our practice."

**What changed in Circle Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 9 to 11. Regulatory assets under management went from $12,479,780,365 to $14,066,392,093 (+13%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $50,000,000

> Although we typically require $50 million in investment assets, the determining factor in establishing a relationship with Circle is the client’s fit with our practice.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $14,066,392,093
- Discretionary: $9,475,666,617
- Non-discretionary: $4,590,725,476

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 349 | $13,053,011,319 |
| Charitable organizations | 31 | $1,006,387,894 |
| Corporations or other businesses not listed above | Fewer than 5 | $6,992,880 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2007 (19 years)
- Employees: 23 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CT, FL, IL, MA, NJ, NY, PA, SC, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- circlewm.com
- LinkedIn @CIRCLE-WEALTH-MANAGEMENT-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,771,148,919 | 13 | April 13, 2021 |
| October 2022 | $3,420,602,235 | 14 | March 31, 2022 |
| October 2023 | $6,551,177,169 | 16 | April 26, 2023 |
| October 2024 | $10,174,361,288 | 20 | April 1, 2024 |
| October 2025 | $12,479,780,365 | 19 | April 1, 2025 |
| October 2026 | $14,066,392,093 | 23 | April 8, 2026 |

Regulatory assets under management: $2,771,148,919 in the October 2021 data and $14,066,392,093 in the October 2026 data, up 408%.
Total employees: 13 in October 2021 and 23 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 9 to 11.
- Regulatory assets under management went from $12,479,780,365 to $14,066,392,093 (+13%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Circle Wealth Management, LLC (CRD 142878): Form ADV filing data as of October 2026.