{ "crd_number": 277038, "slug": "cim-capital-llc-los-angeles-ca-277038", "primary_business_name": "CIM CAPITAL, LLC", "legal_name": "CIM CAPITAL, LLC", "dbas": [], "city": "Los Angeles", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-08-26", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-09-02", "carried_forward": false, "raum_total": 2681721445.0, "raum_discretionary": 2681721445.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 160, "advisory_employees": 16, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2681721445.0, "count": 15 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "FL", "GA", "IL", "NY", "TX" ], "websites": [ "https://cimgroup.com", "https://instagram.com/cimgroup", "https://linkedin.com/COMPANY/CIMGROUP", "https://youtube.com/channel/UC8L5ITEEzBdVPJ4RbNAmfEA" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/277038", "city_as_filed": "LOS ANGELES", "url": "https://advisorcensus.com/firm/cim-capital-llc-los-angeles-ca-277038", "display_name": "CIM Capital, LLC", "summary": "CIM Capital, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.", "citation": "AdvisorCensus. CIM Capital, LLC (CRD 277038): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is CIM Capital, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), CIM Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is CIM Capital, LLC located?", "a": "CIM Capital, LLC's principal office is in Los Angeles, CA, according to its Form ADV." }, { "q": "Is CIM Capital, LLC registered with the SEC or a state?", "a": "CIM Capital, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 277038." }, { "q": "How much does CIM Capital, LLC manage?", "a": "CIM Capital, LLC reports $2,681,721,445 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary)." }, { "q": "How have CIM Capital, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for CIM Capital, LLC: Regulatory assets under management: $1,212,140,008 in the October 2021 data and $2,681,721,445 in the October 2026 data, up 121%. Total employees: 124 in October 2021 and 160 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does CIM Capital, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15)." }, { "q": "Does CIM Capital, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/277038" }, { "q": "What changed in CIM Capital, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1212140008.0, "total_employees": 124, "filing_date": "2021-10-01" }, { "period": "2022-10-01", "regulatory_assets_under_management": null, "total_employees": 122, "filing_date": "2022-09-23" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1920943203.0, "total_employees": 134, "filing_date": "2023-07-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2508099966.0, "total_employees": 170, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2486293231.0, "total_employees": 148, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2681721445.0, "total_employees": 160, "filing_date": "2026-09-02" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 15 to 16.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/cim-capital-llc-los-angeles-ca-277038.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 15, "fewer_than_5": false, "raum": 2681721445.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/277038", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }