# CIM Capital IC Management, LLC

> CIM Capital IC Management, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 2, 2026.

- CRD: 301416
- Filed as: CIM CAPITAL IC MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: September 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301416
- AdvisorCensus page: https://advisorcensus.com/firm/cim-capital-ic-management-llc-los-angeles-ca-301416

## Quick answers

**How is CIM Capital IC Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), CIM Capital IC Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is CIM Capital IC Management, LLC located?**
CIM Capital IC Management, LLC's principal office is in Los Angeles, CA, according to its Form ADV.

**Is CIM Capital IC Management, LLC registered with the SEC or a state?**
CIM Capital IC Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301416.

**How much does CIM Capital IC Management, LLC manage?**
CIM Capital IC Management, LLC reports $1,080,486,889 in regulatory assets under management in its Form ADV filing dated September 2, 2026 (100% discretionary).

**How have CIM Capital IC Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for CIM Capital IC Management, LLC: Regulatory assets under management: $335,391,600 in the October 2021 data and $1,080,486,889 in the October 2026 data, up 222%. Total employees: 124 in October 2021 and 160 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does CIM Capital IC Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2); investment companies (1).

**Does CIM Capital IC Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301416

**What changed in CIM Capital IC Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,080,486,889
- Discretionary: $1,080,486,889
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $331,928,338 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $748,558,551 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (7 years)
- Employees: 160 total, 16 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, GA, IL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- cimgroup.com
- Instagram @cimgroup
- LinkedIn @CIMGROUP
- YouTube @UC8L5ITEEzBdVPJ4RbNAmfEA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $335,391,600 | 124 | October 1, 2021 |
| October 2022 | $897,235,124 | 122 | September 13, 2022 |
| October 2023 | $1,815,738,988 | 134 | July 27, 2023 |
| October 2024 | $1,815,828,846 | 170 | March 29, 2024 |
| October 2025 | $1,131,929,377 | 148 | March 31, 2025 |
| October 2026 | $1,080,486,889 | 160 | September 2, 2026 |

Regulatory assets under management: $335,391,600 in the October 2021 data and $1,080,486,889 in the October 2026 data, up 222%.
Total employees: 124 in October 2021 and 160 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 15 to 16.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. CIM Capital IC Management, LLC (CRD 301416): Form ADV filing data as of October 2026.