# Cifc Investment Management LLC

> Cifc Investment Management LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 1997, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 4, 2026.

- CRD: 107050
- Filed as: CIFC INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: August 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107050
- AdvisorCensus page: https://advisorcensus.com/firm/cifc-investment-management-llc-miami-fl-107050

## Quick answers

**How is Cifc Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Cifc Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Cifc Investment Management LLC located?**
Cifc Investment Management LLC's principal office is in Miami, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Cifc Investment Management LLC registered with the SEC or a state?**
Cifc Investment Management LLC is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 107050.

**How much does Cifc Investment Management LLC manage?**
Cifc Investment Management LLC reports $1,043,121,736 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary).

**How have Cifc Investment Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Cifc Investment Management LLC: Regulatory assets under management: $279,240,820 in the October 2021 data and $1,043,121,736 in the October 2026 data, up 274%. Total employees: 116 in October 2021 and 200 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Cifc Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (2).

**Does Cifc Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107050

**What changed in Cifc Investment Management LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $1,043,121,736
- Discretionary: $1,043,121,736
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 2 | $1,043,121,736 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 1997 (29 years)
- Employees: 200 total, 89 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [cifc.com](https://cifc.com)
- LinkedIn @CIFC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $279,240,820 | 116 | April 1, 2021 |
| October 2022 | $424,904,278 | 119 | September 16, 2022 |
| October 2023 | $460,228,067 | 206 | April 3, 2023 |
| October 2024 | $592,185,352 | 209 | March 29, 2024 |
| October 2025 | $915,025,062 | 218 | March 28, 2025 |
| October 2026 | $1,043,121,736 | 200 | August 4, 2026 |

Regulatory assets under management: $279,240,820 in the October 2021 data and $1,043,121,736 in the October 2026 data, up 274%.
Total employees: 116 in October 2021 and 200 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 102 to 89.
- Regulatory assets under management went from $915,025,062 to $1,043,121,736 (+14%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Cifc Investment Management LLC (CRD 107050): Form ADV filing data as of October 2026.