{ "crd_number": 107050, "slug": "cifc-investment-management-llc-miami-fl-107050", "primary_business_name": "CIFC INVESTMENT MANAGEMENT LLC", "legal_name": "CIFC INVESTMENT MANAGEMENT LLC", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1997-01-28", "years_registered": 29, "period": "2026-10-01", "filing_date": "2026-08-04", "carried_forward": false, "raum_total": 1043121736.0, "raum_discretionary": 1043121736.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 200, "advisory_employees": 89, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 1043121736.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://cifc.com", "https://linkedin.com/COMPANY/CIFC" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107050", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/cifc-investment-management-llc-miami-fl-107050", "display_name": "Cifc Investment Management LLC", "summary": "Cifc Investment Management LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 1997, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 4, 2026.", "citation": "AdvisorCensus. Cifc Investment Management LLC (CRD 107050): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Cifc Investment Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Cifc Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Cifc Investment Management LLC located?", "a": "Cifc Investment Management LLC's principal office is in Miami, FL, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Cifc Investment Management LLC registered with the SEC or a state?", "a": "Cifc Investment Management LLC is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 107050." }, { "q": "How much does Cifc Investment Management LLC manage?", "a": "Cifc Investment Management LLC reports $1,043,121,736 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary)." }, { "q": "How have Cifc Investment Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Cifc Investment Management LLC: Regulatory assets under management: $279,240,820 in the October 2021 data and $1,043,121,736 in the October 2026 data, up 274%. Total employees: 116 in October 2021 and 200 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Cifc Investment Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (2)." }, { "q": "Does Cifc Investment Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107050" }, { "q": "What changed in Cifc Investment Management LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 279240820.0, "total_employees": 116, "filing_date": "2021-04-01" }, { "period": "2022-10-01", "regulatory_assets_under_management": 424904278.0, "total_employees": 119, "filing_date": "2022-09-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 460228067.0, "total_employees": 206, "filing_date": "2023-04-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 592185352.0, "total_employees": 209, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 915025062.0, "total_employees": 218, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1043121736.0, "total_employees": 200, "filing_date": "2026-08-04" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 102 to 89.", "Regulatory assets under management went from $915,025,062 to $1,043,121,736 (+14%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/cifc-investment-management-llc-miami-fl-107050.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 1043121736.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/107050", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }